FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
Coburn Quinn J | GRAFTECH INTERNATIONAL LTD [ | _____ Director | _____ 10% Owner | ||||||||||||||||||||||
EAF ] | |||||||||||||||||||||||||
__X__ Officer (give title below) _____ Other (specify below) | |||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | ||||||||||||||||||||||
CFO, VP Finance & Treasurer | |||||||||||||||||||||||||
C/O GRAFTECH INTERNATIONAL | 9/30/2020 | ||||||||||||||||||||||||
LTD., 982 KEYSTONE CIRCLE | |||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||||||||||
BROOKLYN HEIGHTS, OH 44131 | _X _ Form filed by One Reporting Person | ||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | ||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||||||||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | |||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||||||||||||||||
Direct (D) | Ownership | ||||||||||||||||||||||||
or Indirect | (Instr. 4) | ||||||||||||||||||||||||
(A) or | (I) (Instr. | ||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||||||||
Security | Conversion | Date | Execution | Code | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||||||||||||
(Instr. 3) | or Exercise | Date, if any | (Instr. 8) | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||||||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||||||||||||||
Security | Following | Direct (D) | |||||||||||||||||||||||
Amount or | |||||||||||||||||||||||||
Date | Expiration | Reported | or Indirect | ||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Number of | Transaction(s) | (I) (Instr. | ||||||||||||||||
Shares | (Instr. 4) | 4) | |||||||||||||||||||||||
Restricted Stock | (1)(2) | 9/30/2020 | A | 19.2289 | (1)(3) | (1)(3) | Common | 19.2289 | $0 | 13171.7739 | D | ||||||||||||||
Units | Stock | ||||||||||||||||||||||||
Explanation of Responses:
- Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date.
- Each RSU represents a contingent right to receive one share of EAF common stock.
- The RSUs vest in five equal annual installments beginning on February 25, 2021.
Reporting Owners
Reporting Owner Name / Address | Relationships | |||||
Director | 10% Owner | Officer | Other | |||
Coburn Quinn J | ||||||
C/O GRAFTECH INTERNATIONAL LTD. | CFO, VP Finance & Treasurer | |||||
982 KEYSTONE CIRCLE | ||||||
BROOKLYN HEIGHTS, OH 44131 | ||||||
Signatures | ||||||
/s/ Gina K. Gunning, by power of attorney | 10/1/2020 | |||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Graftech International Ltd. published this content on 01 October 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 October 2020 20:49:03 UTC