Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) :

28/02/2021

To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedPico Far East Holdings Limited 01/03/2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

752

Description :N/ABalance at close of preceding month

Increase/(decrease)

Balance at close of the month

(2) Stock code :

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

N/A

Par value

Authorised share capital

(HK$)

(HK$)

0.05

120,000,000

Nil

0.05

120,000,000

Description :

Par value

No. of ordinary

(State

Authorised share capital

shares

currency)

(State currency)

March 2019

2,400,000,000

No. of ordinary shares

Nil

2,400,000,000

2. Preference SharesStock code :Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

N/A

3. Other Classes of Shares

Stock code :Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

N/A

Description :No. of preference shares

Description :No. of other classes of shares

Authorised share capital

(State currency)

Authorised share capital

(State currency)

Total authorised share capital at the end of the month (HK$) :Par value

(State currency)

Par value

(State currency)

120,000,000

II. Movements in Issued Share Capital

No. of ordinary shares (1) (2)

Balance at close of

preceding month

1,238,056,104

N/A

N/A

N/A

Increase/ (decrease)

during the month

0

N/A

N/A

N/A

Balance at close of the

month

1,238,056,104

N/A

N/A

N/A

No of preference No. of other classesshares

of sharesIII. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

option scheme

including EGM

approval date (dd/mm/yyyy) and class of shares issuable

1. exercise price of HK$2.040 per share

(22/03/2012) Ordinary Shares

(Note 1)

2. exercise price of HK$3.308 per share

(22/03/2012) Ordinary Shares

(Note 1)Granted

Nil

Nil

No. of new shares of

No. of new shares of

issuer issued during

issuer which may be

the month pursuant

issued pursuant thereto

thereto

as at close of the

Movement during the month

month

Nil

274,000

Nil

3,534,000

March 2019

Exercised

Nil

Nil

Cancelled

Nil

Nil

Lapsed

Nil

Nil

III. Details of Movements in Issued Share Capital- continuation sheet

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

option scheme

including EGM

approval date (dd/mm/yyyy) and class of shares issuable

3. exercise price of HK$3.350 per share

(22/03/2012) Ordinary Shares

(Note 1)

4. exercise price of HK$2.606 per share

(22/03/2012) Ordinary Shares

(Note 1)

5. exercise price of HK0.960 per share

(22/03/2012) Ordinary Shares

(Note 1)

6. exercise price of HK1.280 per share

(22/03/2012) Ordinary Shares

(Note 1)

Total funds raised during the month from exercise of options (State currency)

Granted

Nil

Nil

Nil

4,700,000

No. of new shares of

No. of new shares

issuer issued during

of issuer which

the month pursuant

may be issued

thereto

pursuant thereto as

Movement during the month

at close of the

month

Nil

376,000

Nil

726,000

Nil

1,846,000

Nil

4,700,000

March 2019

Exercised

Nil

Nil

Nil

NilTotal A. (Ordinary shares) N/A

(Preference shares)

CancelledLapsed

Nil

Nil

Nil

Nil

Nil

Nil

Nil

Nil

(Other class)N/AN/A N/A

Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrants

(Date of expiry - dd/mm/yyyy) 1. N/A

Currency of Nominal value at nominal close of value preceding month

Exercised during the monthNominal value at close of the monthNo. of new shares of issuer issued during the month pursuant thereto

( / / )

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A

(

/

/

)

( / / )

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A

(

/

/

)

( / / )

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A

(

/

/

)

(

/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(

/

/

)Total B.

(Ordinary shares) N/A (Preference shares) N/A

(Other class) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)Class and description 1. N/A

Currency of amount outstandingAmount at close of preceding monthConverted during the monthAmount at close of the monthNo. of new shares of issuer issued during the month pursuant thereto

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A

(

/

/

)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A

(

/

/

)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A

(

/

/

)Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(

/

/

)

Total C. (Ordinary shares) N/A

(Preference shares) N/A

(Other class) N/AAny other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

  • 1. N/A

    (

    /

    /

    )

    shares (Note 1)

  • 2. N/A

    (

    /

    /

    )

    shares (Note 1)

  • 3. N/A

(

/

/

)

shares (Note 1)

Total D.

(Ordinary shares) (Preference shares)

(Other class)

N/A N/A N/A

Other Movements in Issued Share Capital

No. of new

No. of new

shares of issuer

shares of

issued during

issuer

the month

which may

pursuant thereto

be issued

pursuant

thereto as

at close of

Type of Issue

the month

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

________

  • 1. Rights issue

  • 2. Open offer

  • 3. Placing

  • 4. Bonus issueAt price : ScutartreencyAt price : ScutartreencyAt price : ScutartreencyClass of shares issuable (Note 1)

Issue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)

Class of shares issuable (Note 1)

Issue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)

Class of shares issuable (Note 1)

Issue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)

Class of shares issuable (Note 1)

Issue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)

( / /

)

( / /

)

________

( / /

)

( / /

)

________

( / /

)

( / /

)

________

( / /

)

( / /

)

No. of new shares of issuer issued during the monthNo. of new shares of issuer which may

Type of Issuepursuant thereto be issued pursuant thereto as at close of the month

Class of shares issuable (Note 1)

________

Issue and allotment date : (dd/mm/yyyy)

  • 5. Scrip dividendAt price : Scutartreency

    ( / /

    )

    EGM approval date: (dd/mm/yyyy)

    ( / /

    )N/A

    N/AClass of shares repurchased (Note 1)

  • 6. Repurchase of shares

    Cancellation date : (dd/mm/yyyy)

    ________

    ( / /

    )EGM approval date: (dd/mm/yyyy)

    ( / /

    )N/A

    N/AClass of shares redeemed (Note 1)

  • 7. Redemption of shares

    Redemption date : (dd/mm/yyyy)

    EGM approval date: (dd/mm/yyyy)

    ________

    ( / /

    )

    ( / /

    )N/A

    N/A

  • 8. Consideration issue At price : ScutartreencyClass of shares issuable (Note 1)

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)

________

( / /

)

( / /

)N/A

N/A

No. of new shares of issuer issued during the monthNo. of new shares of issuer which may

Type of Issuepursuant thereto be issued pursuant thereto as at close of the month

Class of shares issuable (Note 1)

9.

Capital reorganisation

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)

________

( / /

)

( / /

)N/A

N/AClass of shares issuable (Note 1)

10. Other

At price : Scutartreency

(Please specify)

Issue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)

________

( / /

)

( / / )N/A

N/ATotal E.

(Ordinary shares) N/A (Preference shares) N/A

(Other class) N/ATotal increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(1)

(2)

N/A N/A N/A N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

  • (i) all money due to the listed issuer in respect of the issue of securities has been received by it;

  • (ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;

  • (iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;

  • (iv) all the securities of each class are in all respects identical (Note 3);

  • (v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;

  • (vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;

  • (vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and

  • (viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

N/A

Submitted by:Leung Hoi YanTitle:Secretary

(Director, Secretary or other duly authorised officer)

Notes :

1.

State the class of shares (e.g. ordinary, preference or other).

2.

Items (i) to (viii) are suggested forms of confirmation which may be amended to meet

individual cases. Where the issuer has already made the relevant confirmations in a return

published under rule 13.25A in relation to the securities issued, no further confirmation is

required to be made in this return.

3.

"Identical" means in this context:

4.

  • the securities are of the same nominal value with the same amount called up or paid up;

  • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and

  • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

If there is insufficient space, please append the prescribed continuation sheet.

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Pico Far East Holdings Limited published this content on 01 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 March 2021 08:37:12 UTC.