TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Plethora Solutions Holdings PLC |
2 Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | |
3. Full name of person(s) subject to the notification obligation: iii | Merlin General Partner III Limited |
4. Full name of shareholder(s) (if different from 3.):iv | The Merlin Biosciences Fund III L.P. and The Merlin Biosciences Fund III 2007 L.P. |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 14 October 2013 |
6. Date on which issuer notified: | 14 October 2013 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 7% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Direct | xi Direct | xii Indirect | Direct | Indirect |
ORDINARY SHARES GB00B06GL868 | 24,288,736 | 24,288,736 | 22,788,736 | 22,788,736 | 6.59% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
22,788,736 | 6.59% |
Merlin General Partner III Limited acts as a General Partner to The Merlin Biosciences Fund III L.P. and The Merlin Bioscoences Fund III 2007 L.P.
Proxy Voting: | |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | Figures are based on total number of voting rights 346,018,872 |
14. Contact name: | Shafia Zahoor |
15. Contact telephone number: | 0207 887 7646 |
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