Rompetrol Rafinare S A : Raportarea tranzacțiilor cu părți afiliate conform art. 108 ind. 3 si ind. 12 din Legea 24/2017, republicată

DocuSign Envelope ID: 6F2D1564-DAC3-4291-8B53-3A38351DE8C8

Annex 1- transactions with affiliated parties according to art. 108 para. (3) of Law 24/2017, republished, concluded by Rompetrol Rafinare S.A. (Issuer)

		Nature of
	Name of the	the	Type and No. Contract,				Terms and methods of
No.	relationship	Object of transactions	Transaction value	Guarantees constituted
	Affiliate party	with the	date of conclusion				payment
		Affiliate
1	2	3	4	5	6	7	8
Transactions of ROMPETROL RAFINARE S.A. (Issuer) as Beneficiary
1	KazMunayGas	Affiliate	09455-RAFINARE-2021-	Purchase of raw materials	USD 25,520,367	NA	25 days after final price is
Trading AG	09; RR 3/03.09.2021	known
2	KazMunayGas	Affiliate	09504-Rafinare-2021-11;	Purchase of raw materials	USD 24,358,950	NA	45 days after loading
Trading AG	RR5/105.11.2021 (*)	date
					Contract value estimated for
					2021 is LEI 152,424,310 as per	The collection of delay penalties,
	UZINA		Notification no. 10 of		actual on 10 months - Lei	calculated from the day following the due	Paiment term 45 days
	TERMOELECTRICA			106,128,062 and LEI 46,296,248	date and until the date of payment of the
3	Affiliate	the Contract no.RR 2	Thermal energy price change	from the invoice
MIDIA/ROMPETROL	estimated for 2 months as per	main debt (exclusive). The percentage
	ENERGY SA		/21.12.2020		MOP _on last notification price.	value of the delay penalties is 0.05% / day	reception
					In estimated value are included	of delay (art. 20 a), from the contract.
					CO2 certificates cost

pg. 2

ROMPETROL RAFINARE SA

215 Năvodari Blvd. Administrative Building, 905700, Năvodari, ConstanțA, ROMANIA

fax: + (40) 241 506 930 | phone: + (40) 241 506 207 | email: [e-mail]

www.rompetrol.com

DocuSign Envelope ID: 6F2D1564-DAC3-4291-8B53-3A38351DE8C8

		Nature of
	Name of the	the	Type and No. Contract,				Terms and methods of
No.	relationship	Object of transactions	Transaction value	Guarantees constituted
	Affiliate party	with the	date of conclusion				payment
		Affiliate
1	2	3	4	5	6	7	8
						Except where the Parties agree otherwise in
						writing or where the law imperatively
						establishes a longer warranty period (such
						as: the 36-month warranty period
						applicable to works concerning
						constructions in category C; the term 10
						years from the receipt of the work for the
						hidden defects of the construction, the
						warranty period equal to the duration of
						the construction, for the defects of the
						resistance structure resulting from non-
						compliance with the design and execution
						rules in force at the date of its construction),
						warranty will last for:
						-12 (twelve) calendar months, starting with
						the date of preparation of the MINUTES OF
						RECEIPT AT THE END OF THE WORKS;
						-12 (twelve) calendar months, starting with
			2 ORDERS submitted in			the date of drawing up the MINUTES OF
			October 2021 based on		USD 1,925,954	RECEPTION AT COMMISSIONING, in the	Payment within 30
			Contract RR		case of the works mentioned in art.1.1.	working days from the
4	ROMINSERV S.R.L.	Affiliate	Contractor	(without VAT)
4/27.02.2019 and	paragraph 1) letter b) but not more than 15	date of issuing the
			Addendum no.1 from			months from the signing of the Minutes of	invoice
			19.09.2019			Reception at the Completion of the Works,
						provided that the commissioning is not
						postponed or prevented by causes
						attributable to the Beneficiary, in which
						case the warranty period will be 12 months
						old and will start to run from the date of
						preparation of the RECEPTION MINUTES AT
						THE END OF THE WORKS.
						Before the expiration of the Warranty Period
						and within it, the Beneficiary will
						immediately inform the Contractor about
						all problems encountered in the works
						performed (but not later than 2 days from
						their knowledge), the potential causes that
						caused the problems and of the
						consequences that may occur, following
						that the Parties decide together the
						measures that are necessary to be
						adopted, the term for remedying the

pg. 3

ROMPETROL RAFINARE SA

215 Năvodari Blvd. Administrative Building, 905700, Năvodari, ConstanțA, ROMANIA

fax: + (40) 241 506 930 | phone: + (40) 241 506 207 | email: [e-mail]

www.rompetrol.com

DocuSign Envelope ID: 6F2D1564-DAC3-4291-8B53-3A38351DE8C8

		Nature of
	Name of the	the	Type and No. Contract,				Terms and methods of
No.	relationship	Object of transactions	Transaction value	Guarantees constituted
	Affiliate party	with the	date of conclusion				payment
		Affiliate
1	2	3	4	5	6	7	8
						problems appeared depending on the
						nature of the incident and its circumstances
						and any other particular aspects.
						The parties have established penalties for
						delay of the obligation to pay in the
						amount of 0.06% of the amount not paid in
						time, for each day of delay; the value of
						the delay penalties may not exceed 3% of
						the amount on which they are calculated.
						In addition, in case of late payment by the
						Beneficiary, the Contractor is entitled to
						request that the Beneficiary pay the
						amount representing the exchange rate
						difference between the date of actual
						payment and the due date of the invoice,
						taking into account the exchange rate
						communicated by NBR for RON / USD or
						RON / EUR, as the case may be, on the two
						dates.
			FINANCIAL SERVICES				5 working days from
						receiving the invoice, the
	KazMunayGas		CONTRACT - Crude oil		- USD 9,236,242
5	Affiliate	Hedging - October 2021	NA	payment should be done
Trading AG	and Oil Products
					through electronic
			06.05.2011
						transfer
			Act Ad. 187 / 01.04.2021				5 working days from
			la FINANCIAL SERVICES
						receiving the invoice, the
	KazMunayGas		CONTRACT - Refinery		- USD 1,126,105
6	Affiliate	Hedging - October 2021	NA	payment should be done
Trading AG	Margin and Base
					through electronic
			Operating Stock CTR RR
						transfer
			2/ 16.02.2011
Transactions of ROMPETROL RAFINARE S.A. (Issuer) as Supplier
	KazMunayGas		Add. 131/30.09.2021 -				31 days after delivery,
1	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 3,346,753	NA
Trading AG	transfer telegrafic
		1/30.12.2020
2	KazMunayGas	Affiliate	Add.132/02.10.2021 - Ctr	Petroleum products sales	USD 882,348	NA	20 days after delivery,
	Trading AG		RRC 2021-1/30.12.2020				transfer telegrafic

pg. 4

ROMPETROL RAFINARE SA

215 Năvodari Blvd. Administrative Building, 905700, Năvodari, ConstanțA, ROMANIA

fax: + (40) 241 506 930 | phone: + (40) 241 506 207 | email: [e-mail]

www.rompetrol.com

DocuSign Envelope ID: 6F2D1564-DAC3-4291-8B53-3A38351DE8C8

		Nature of
	Name of the	the	Type and No. Contract,				Terms and methods of
No.	relationship	Object of transactions	Transaction value	Guarantees constituted
	Affiliate party	with the	date of conclusion				payment
		Affiliate
1	2	3	4	5	6	7	8
	KazMunayGas		Add. 133/05.10.2021 -				12 calendar days after
3	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 19,325,079	NA	delivery, transfer
Trading AG
		1/30.12.2020				telegrafic
4	KazMunayGas	Affiliate	Add.134/06.10.2021 - Ctr	Petroleum products sales	USD 948,163	NA	20 days after delivery,
	Trading AG		RRC 2021-1/30.12.2020				transfer telegrafic
5	KazMunayGas	Affiliate	Add.135/07.10.2021 - Ctr	Petroleum products sales	USD 899,795	NA	20 days after delivery,
	Trading AG		RRC 2021-1/30.12.2020				transfer telegrafic
	KazMunayGas		Add. 136/08.10.2021 -				31 days after delivery,
6	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 3,550,376	NA
Trading AG	transfer telegrafic
		1/30.12.2020
7	KazMunayGas	Affiliate	Add.137/08.10.2021 - Ctr	Petroleum products sales	USD 890,335	NA	20 days after delivery,
	Trading AG		RRC 2021-1/30.12.2020				transfer telegrafic
	KazMunayGas		Add. 138/12.10.2021 -				6 days bank NY after
8	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 3,912,706	NA	delivery, transfer
Trading AG
		1/30.12.2020				telegrafic/offset
	KazMunayGas		Add. 139/08.10.2021 -				20 days after delivery,
9	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 959,913	NA
Trading AG	transfer telegrafic
		1/30.12.2020
10	KazMunayGas	Affiliate	Add.140/14.10.2021 - Ctr	Petroleum products sales	USD 1,095,243	NA	20 days after delivery,
	Trading AG		RRC 2021-1/30.12.2020				transfer telegrafic
	KazMunayGas		Add. 141/15.10.2021 -				31 days after delivery,
11	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 3,830,587	NA
Trading AG	transfer telegrafic
			1/30.12.2020
	KazMunayGas		Add. 142/19.10.2021 -				11 days banK NY after
12	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 19,956,445	NA	delivery, transfer
Trading AG
			1/30.12.2020				telegrafic
	KazMunayGas		Add. 143/21.10.2021 -				31 days after delivery,
13	Affiliate	Ctr RRC 2021-	Petroleum products sales	USD 3,980,456	NA
	Trading AG		1/30.12.2020				transfer telegrafic
14	KazMunayGas	Affiliate	Add.144/23.10.2021 - Ctr	Petroleum products sales	USD 1,107,732	NA	20 days after delivery,
Trading AG	RRC 2021-1/30.12.2020	transfer telegrafic
15	KazMunayGas	Affiliate	Add.145/24.10.2021 - Ctr	Petroleum products sales	USD 968,127	NA	20 days after delivery,
Trading AG	RRC 2021-1/30.12.2020	transfer telegrafic

pg. 5

ROMPETROL RAFINARE SA

215 Năvodari Blvd. Administrative Building, 905700, Năvodari, ConstanțA, ROMANIA

fax: + (40) 241 506 930 | phone: + (40) 241 506 207 | email: [e-mail]

www.rompetrol.com