[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
FANNING THOMAS A
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN CO [ SO ]
(Last)
(First)
(Middle)
30 IVAN ALLEN JR. BLVD. NW
3. Date of Earliest Transaction (MM/DD/YYYY)
10/12/2018
(Street)
ATLANTA, GA 30308
(City) (State)
4. If Amendment, Date Original Filed (MM/DD/YYYY)
(Zip)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned or Disposed of (D)
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3A. Deemed 4. Trans. Execution
Phantom Stock Units
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
$0.00
(1)
10/12/2018
Explanation of Responses:
(1) Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.
(2)
Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.
Reporting Owners
6. Date Exercisable and 7. Title and Amount of Expiration Date
Southern
A
125.2293
(2)
(2)
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FANNING THOMAS A 30 IVAN ALLEN JR. BLVD. NW ATLANTA, GA 30308 | President, CEO & Chairman |
Signatures
Marcia R. DeMar, Attorney-in-Fact for Thomas A. Fanning
** Signature of Reporting Person
Company Common Stock
10/15/2018
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
8. Price of 9. Number of Derivative
125.2293
$43.58
18978.1167
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
D
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Southern Company published this content on 15 October 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 15 October 2018 21:07:05 UTC