Item 5.07 Submission of Matters to a Vote of Security Holders (a) An Annual Meeting of Shareholders (the "Annual Meeting") of USCB Financial Holdings Inc. (the "Company") was held on May 22, 2023. (b) There were 19,622,380 shares of Class A common stock, par value$1.00 per share, of the Company issued and outstanding and eligible to be voted at the Annual Meeting and 18,811,410 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the meeting.
The items voted upon at the Annual Meeting and the votes for each proposal were as follows:
1. Election of directors for a one-year term ending in 2024 and until their successors are elected and qualified: Broker For Withheld Non-votes Ramon Abadin 14,846,666 1,251,657 2,713,087 Luis de la Aguilera 15,559,946 538,377 2,713,087 Maria C. Alonso 15,538,263 560,060 2,713,087 Howard P. Feinglass 15,560,689 537,634 2,713,087 Bernardo Fernandez, M.D. 15,101,733 996,590 2,713,087 Robert E. Kafafian 15,565,213 533,110 2,713,087 Aida Levitan. Ph.D. 15,020,836 1,077,487 2,713,087 Ramon A. Rodriguez 15,559,224 539,099 2,713,087 W. Kirk Wycoff 15,551,438 546,885 2,713,087 2. To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year endingDecember 31, 2023 . Broker For Against Abstain Non-Votes 18,233,365 558,044 20,001 0 3. To amend the Company's Articles of Incorporation to revise certain provisions involving the Class B non-voting common stock. Broker For Against Abstain Non-Votes 15,484,664 585,554 28,105 2,713,087 At the Annual Meeting, the shareholders of the Company (i) elected each of the nominees for director, (ii) adopted the proposal to ratify the appointment of the Company's independent registered public accounting firm for the year endingDecember 31, 2023 and (iii) adopted the proposal to amend the Company's Articles of Incorporation. (c) Not applicable. (d) Not applicable. 2
--------------------------------------------------------------------------------
Item 9.01 Financial Statements and Exhibits (a) Not applicable. (b) Not applicable. (c) Not applicable. (d) Exhibits Exhibit No. Description 104 Cover Page Interactive Data (embedded within the Inline XBRL document) 3
--------------------------------------------------------------------------------
© Edgar Online, source