Barclays : FORM 8.3 - ABBVIE INC AMENDMENT

Barclays : FORM 8.3 - ABBVIE INC AMENDMENT

Barclays PLC

Equities

BARC

GB0031348658

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September 06, 2019 at 10:57 am EDT

LONDON--(BUSINESS WIRE)--

Ap19

FORM 8.3 - Amendment to Purchase & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)	ORD
	Date of dealing	04 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,589,081	0.18%	3,180,571	0.22%

(2)	Derivatives (other than options):
		2,356,381	0.16%	25,396	0.00%

(3)	Options and agreements to
	purchase/sell:	1,980,200	0.13%	1,389,500	0.09%

	TOTAL:
		6,925,662	0.47%	4,595,467	0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	28	65.6975 USD
Purchase	40	64.9800 USD
Purchase	76	66.3600 USD
Purchase	100	65.1300 USD
Purchase	149	65.2999 USD
Purchase	154	65.3011 USD
Purchase	190	66.2968 USD
Purchase	200	66.2925 USD
Purchase	200	65.7500 USD
Purchase	200	65.7000 USD
Purchase	200	65.2600 USD
Purchase	200	65.0125 USD
Purchase	200	65.3000 USD
Purchase	220	66.2964 USD
Purchase	300	65.4300 USD
Purchase	300	66.2833 USD
Purchase	300	66.2966 USD
Purchase	301	65.2713 USD
Purchase	383	65.3530 USD
Purchase	400	70.0000 USD
Purchase	400	65.2900 USD
Purchase	412	65.2587 USD
Purchase	429	65.1162 USD
Purchase	457	66.2666 USD
Purchase	498	65.2779 USD
Purchase	528	66.2764 USD
Purchase	552	65.5303 USD
Purchase	600	65.5225 USD
Purchase	600	65.7233 USD
Purchase	600	64.9950 USD
Purchase	634	64.9784 USD
Purchase	710	65.3608 USD
Purchase	800	65.2925 USD
Purchase	869	66.2595 USD
Purchase	905	66.2744 USD
Purchase	1,206	65.4223 USD
Purchase	1,300	65.3642 USD
Purchase	1,500	65.3120 USD
Purchase	1,500	65.9771 USD
Purchase	1,625	65.9287 USD
Purchase	1,820	65.4504 USD
Purchase	1,926	65.9697 USD
Purchase	2,100	65.6429 USD
Purchase	2,248	65.3017 USD
Purchase	2,300	66.2613 USD
Purchase	2,400	65.2481 USD
Purchase	3,031	65.4497 USD
Purchase	3,114	64.9610 USD
Purchase	3,470	65.3457 USD
Purchase	3,477	66.3777 USD
Purchase	3,749	65.4054 USD
Purchase	4,533	65.6294 USD
Purchase	5,478	65.2870 USD
Purchase	6,300	65.6448 USD
Purchase	7,100	65.4491 USD
Purchase	7,410	66.0528 USD
Purchase	8,108	65.2748 USD
Purchase	8,700	75.0000 USD
Purchase	19,554	65.5078 USD
Purchase	19,893	65.3961 USD
Purchase	20,172	66.2929 USD
Purchase	20,441	65.4886 USD
Purchase	20,920	66.3800 USD
Purchase	29,290	65.1932 USD
Purchase	36,200	65.5819 USD
Purchase	37,600	65.6172 USD
Purchase	43,275	65.9331 USD
Purchase	49,998	66.3065 USD
Purchase	118,855	65.5437 USD
Sale	1	65.2600 USD
Sale	7	65.0500 USD
Sale	7	64.9800 USD
Sale	30	64.9100 USD
Sale	41	65.2400 USD
Sale	43	66.2500 USD
Sale	55	65.2900 USD
Sale	95	65.3400 USD
Sale	100	66.2800 USD
Sale	100	66.2300 USD
Sale	100	65.2100 USD
Sale	100	65.0600 USD
Sale	100	66.2900 USD
Sale	138	64.8400 USD
Sale	153	65.2390 USD
Sale	200	65.2650 USD
Sale	200	66.2675 USD
Sale	200	65.3200 USD
Sale	200	66.2875 USD
Sale	200	65.0000 USD
Sale	200	66.3200 USD
Sale	232	64.9135 USD
Sale	291	66.3100 USD
Sale	300	66.2233 USD
Sale	300	65.1233 USD
Sale	300	66.2966 USD
Sale	330	66.3130 USD
Sale	400	65.1000 USD
Sale	400	65.3050 USD
Sale	400	65.2800 USD
Sale	553	65.2927 USD
Sale	626	66.2666 USD
Sale	674	66.2553 USD
Sale	800	64.8775 USD
Sale	826	66.2600 USD
Sale	884	66.0405 USD
Sale	900	65.0400 USD
Sale	910	65.3387 USD
Sale	967	65.6445 USD
Sale	1,000	65.0450 USD
Sale	1,000	66.0120 USD
Sale	1,000	65.2920 USD
Sale	1,003	64.9677 USD
Sale	1,309	66.2232 USD
Sale	1,700	65.8936 USD
Sale	2,139	65.0884 USD
Sale	2,200	65.9505 USD
Sale	2,248	65.3016 USD
Sale	2,500	65.4816 USD
Sale	3,155	65.0181 USD
Sale	3,411	64.8342 USD
Sale	3,477	66.3777 USD
Sale	3,500	65.1972 USD
Sale	3,539	65.7779 USD
Sale	4,500	65.4768 USD
Sale	5,066	64.9520 USD
Sale	5,762	66.2685 USD
Sale	7,037	65.6268 USD
Sale	7,920	65.7432 USD
Sale	10,490	65.6073 USD
Sale	10,762	66.2142 USD
Sale	14,782	66.1542 USD
Sale	17,400	65.3997 USD
Sale	17,711	65.9159 USD
Sale	23,692	65.9686 USD
Sale	26,400	65.7023 USD
Sale	26,900	65.7113 USD
Sale	31,494	66.3800 USD
Sale	35,074	66.3721 USD
Sale	36,221	65.1451 USD
Sale	48,038	65.5067 USD
Sale	62,486	65.4317 USD
Sale	88,799	65.6959 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	55 USD	American	17 Jan 2020	10.6000 USD
Call Option	Purchasing	100	60 USD	American	15 Nov 2019	6.9500 USD
Call Option	Purchasing	200	61 USD	American	6 Sep 2019	5.7000 USD
Call Option	Purchasing	1,000	64 USD	American	6 Sep 2019	1.1900 USD
Call Option	Purchasing	1,000	64 USD	American	11 Oct 2019	2.4700 USD
Call Option	Purchasing	1,200	65 USD	American	6 Sep 2019	1.3900 USD
Call Option	Purchasing	100	65 USD	American	13 Sep 2019	1.7500 USD
Call Option	Purchasing	1,800	66 USD	American	6 Sep 2019	0.6300 USD
Call Option	Purchasing	200	66 USD	American	6 Sep 2019	0.9600 USD
Call Option	Purchasing	1,100	67 USD	American	13 Sep 2019	0.3890 USD
Call Option	Purchasing	1,000	67 USD	American	11 Oct 2019	1.1100 USD
Call Option	Purchasing	3,800	68 USD	American	13 Sep 2019	0.2631 USD
Call Option	Purchasing	1,000	68 USD	American	13 Sep 2019	0.4000 USD
Call Option	Purchasing	600	68 USD	American	20 Sep 2019	0.2516 USD
Call Option	Purchasing	500	68 USD	American	15 Nov 2019	1.5900 USD
Call Option	Purchasing	900	70 USD	American	20 Sep 2019	0.1622 USD
Call Option	Purchasing	400	70 USD	American	15 Nov 2019	1.1325 USD
Call Option	Purchasing	200	70 USD	American	17 Jan 2020	2.1000 USD
Call Option	Purchasing	200	73 USD	American	17 Jan 2020	1.3300 USD
Call Option	Purchasing	200	80 USD	American	15 Jan 2021	1.8200 USD
Call Option	Purchasing	700	90 USD	American	17 Jan 2020	0.0400 USD
Call Option	Selling	500	60 USD	American	19 Jun 2020	7.5400 USD
Call Option	Selling	1,000	63 USD	American	6 Sep 2019	2.0700 USD
Call Option	Selling	1,200	65 USD	American	6 Sep 2019	0.3741 USD
Call Option	Selling	100	65 USD	American	17 Jan 2020	3.4500 USD
Call Option	Selling	200	66 USD	American	6 Sep 2019	0.1200 USD
Call Option	Selling	200	68 USD	American	15 Jan 2021	4.9700 USD
Call Option	Selling	500	70 USD	American	15 Nov 2019	0.8700 USD
Call Option	Selling	2,100	73 USD	American	17 Jan 2020	1.1452 USD
Call Option	Selling	300	75 USD	American	20 Sep 2019	0.0200 USD
Call Option	Selling	200	75 USD	American	18 Sep 2020	2.7700 USD
Call Option	Selling	500	78 USD	American	18 Oct 2019	0.0500 USD
Call Option	Selling	10,200	80 USD	American	17 Jan 2020	0.2598 USD
Call Option	Selling	1,900	85 USD	American	17 Jan 2020	0.1036 USD
Call Option	Selling	500	88 USD	American	17 Jan 2020	0.0600 USD
Put Option	Purchasing	1,900	59 USD	American	6 Sep 2019	0.0115 USD
Put Option	Purchasing	500	60 USD	American	18 Oct 2019	0.8740 USD
Put Option	Purchasing	1,000	62 USD	American	13 Sep 2019	0.2200 USD
Put Option	Purchasing	100	63 USD	American	20 Sep 2019	0.3000 USD
Put Option	Purchasing	200	63 USD	American	18 Oct 2019	1.7600 USD
Put Option	Purchasing	100	64 USD	American	6 Sep 2019	0.1800 USD
Put Option	Purchasing	100	64 USD	American	20 Sep 2019	0.8000 USD
Put Option	Purchasing	400	65 USD	American	6 Sep 2019	0.3650 USD
Put Option	Purchasing	800	65 USD	American	6 Sep 2019	0.4900 USD
Put Option	Purchasing	1,400	65 USD	American	18 Oct 2019	2.2500 USD
Put Option	Purchasing	500	66 USD	American	13 Sep 2019	0.8100 USD
Put Option	Purchasing	100	68 USD	American	18 Oct 2019	4.3600 USD
Put Option	Purchasing	500	70 USD	American	18 Oct 2019	5.9300 USD
Put Option	Purchasing	700	70 USD	American	17 Jan 2020	7.8200 USD
Put Option	Purchasing	100	75 USD	American	20 Sep 2019	10.2500 USD
Put Option	Selling	100	58 USD	American	18 Oct 2019	0.4400 USD
Put Option	Selling	1,900	60 USD	American	6 Sep 2019	0.0315 USD
Put Option	Selling	300	60 USD	American	18 Oct 2019	0.9166 USD
Put Option	Selling	500	63 USD	American	18 Oct 2019	1.3500 USD
Put Option	Selling	1,500	65 USD	American	6 Sep 2019	0.0700 USD
Put Option	Selling	2,600	66 USD	American	6 Sep 2019	0.3930 USD
Put Option	Selling	400	70 USD	American	6 Sep 2019	4.8100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	6 Sep 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	68.5000	American	Sep 13, 2019
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Call Options	Purchased	400	82.5000	American	Nov 15, 2019
Call Options	Purchased	5,000	72.5000	American	Nov 15, 2019
Call Options	Purchased	6,100	70.0000	American	Nov 15, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	100	71.0000	American	Sep 13, 2019
Put Options	Written	9,000	60.0000	American	Jun 19, 2020
Put Options	Written	21,000	62.5000	American	Oct 18, 2019
Call Options	Purchased	1,000	66.5000	American	Oct 11, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	60.5000	American	Sep 6, 2019
Put Options	Written	200	66.0000	American	Sep 13, 2019
Call Options	Purchased	3,300	72.5000	American	Feb 21, 2020
Put Options	Written	900	60.5000	American	Sep 20, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Jan 17, 2020
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	500	50.0000	American	Nov 15, 2019
Put Options	Purchased	-4,200	65.0000	American	Jan 17, 2020
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-800	67.0000	American	Sep 20, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-300	65.0000	American	Sep 6, 2019
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-2,500	57.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-9,700	50.0000	American	Jan 17, 2020
Call Options	Written	-7,300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-200	65.0000	American	Sep 6, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-900	75.0000	American	Nov 15, 2019
Call Options	Written	-20,600	90.0000	American	Jun 19, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-1,900	55.0000	American	Sep 20, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Call Options	Written	-300	68.0000	American	Sep 6, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Call Options	Written	-400	66.0000	American	Sep 20, 2019
Put Options	Purchased	-1,900	57.5000	American	Nov 15, 2019
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	5,900	67.5000	American	Sep 20, 2019
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	1,700	77.5000	American	Oct 18, 2019
Put Options	Written	300,900	60.0000	American	Jan 15, 2021
Put Options	Written	300	62.5000	American	Sep 18, 2020
Put Options	Written	13,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	4,500	75.0000	American	Sep 20, 2019
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Put Options	Written	1,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	130,000	72.5000	American	Sep 20, 2019
Put Options	Written	2,400	66.0000	American	Sep 6, 2019
Put Options	Written	1,500	72.5000	American	Sep 20, 2019
Call Options	Purchased	30,200	62.5000	American	Sep 20, 2019
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	100	63.0000	American	Sep 13, 2019
Call Options	Purchased	4,500	68.0000	American	Sep 13, 2019
Call Options	Written	-1,100	67.5000	American	Nov 15, 2019
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-2,300	80.0000	American	Feb 21, 2020
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Put Options	Purchased	-2,000	62.5000	American	Sep 20, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-3,700	92.5000	American	Sep 20, 2019
Call Options	Written	-11,300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-200	77.5000	American	Nov 15, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	57.0000	American	Sep 13, 2019
Call Options	Written	-800	69.5000	American	Sep 20, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-13,500	55.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,700	70.0000	American	Feb 21, 2020
Put Options	Written	1,900	60.0000	American	Sep 6, 2019
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	68.5000	American	Sep 6, 2019
Call Options	Purchased	2,700	66.0000	American	Sep 6, 2019
Put Options	Written	400	40.0000	American	Sep 20, 2019
Call Options	Purchased	400	70.5000	American	Sep 6, 2019
Call Options	Purchased	100	65.5000	American	Sep 6, 2019
Call Options	Purchased	100	66.5000	American	Sep 6, 2019
Put Options	Written	6,200	62.5000	American	Jan 17, 2020
Put Options	Written	200	87.5000	American	Nov 15, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	10,800	72.5000	American	Jan 17, 2020
Call Options	Purchased	500	64.0000	American	Sep 6, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	1,600	64.5000	American	Sep 6, 2019
Call Options	Purchased	300	69.5000	American	Sep 6, 2019
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Put Options	Purchased	-27,800	60.0000	American	Jan 17, 2020
Call Options	Written	-130,000	67.5000	American	Sep 20, 2019
Call Options	Written	-100	70.0000	American	Sep 6, 2019
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Call Options	Written	-1,000	77.5000	American	Jun 19, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-14,600	87.5000	American	Nov 15, 2019
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Put Options	Purchased	-100	72.5000	American	Feb 21, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-600	64.5000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-900	70.0000	American	Sep 13, 2019
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-200	66.5000	American	Sep 13, 2019
Call Options	Written	-800	70.0000	American	Sep 20, 2019
Put Options	Purchased	-25,600	67.5000	American	Sep 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,300	65.5000	American	Sep 27, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	67.0000	American	Sep 13, 2019
Put Options	Written	1,000	47.5000	American	Sep 20, 2019
Call Options	Purchased	200	68.0000	American	Sep 20, 2019
Put Options	Written	3,600	42.5000	American	Sep 20, 2019
Call Options	Purchased	400	71.0000	American	Sep 27, 2019
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	1,600	67.0000	American	Sep 6, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	32,800	57.5000	American	Jun 19, 2020
Put Options	Written	100	63.0000	American	Sep 6, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	2,100	77.5000	American	Nov 15, 2019
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	3,000	62.5000	American	Feb 21, 2020
Put Options	Written	100	60.0000	American	Sep 27, 2019
Put Options	Written	900	66.0000	American	Sep 20, 2019
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	200	68.5000	American	Sep 20, 2019
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Call Options	Purchased	100	71.5000	American	Sep 27, 2019
Call Options	Purchased	100	66.5000	American	Sep 13, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-3,400	95.0000	American	Sep 20, 2019
Put Options	Purchased	-900	55.0000	American	Nov 15, 2019
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-1,000	82.5000	American	Feb 21, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-16,800	85.0000	American	Nov 15, 2019
Call Options	Written	-10,800	80.0000	American	Sep 20, 2019
Put Options	Purchased	-100	61.0000	American	Sep 13, 2019
Call Options	Written	-700	67.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Put Options	Purchased	-1,200	72.5000	American	Oct 18, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-2,700	60.0000	American	Oct 18, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Call Options	Written	-400	69.0000	American	Sep 20, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-500	82.5000	American	Jun 19, 2020
Call Options	Written	-700	68.0000	American	Sep 27, 2019
Call Options	Written	-3,900	75.0000	American	Jan 17, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Written	2,100	45.0000	American	Sep 20, 2019
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	400	47.5000	American	Jun 19, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Put Options	Written	500	64.0000	American	Sep 27, 2019
Call Options	Purchased	16,200	70.0000	American	Jan 17, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	100	69.0000	American	Sep 27, 2019
Call Options	Purchased	300	65.0000	American	Nov 15, 2019
Call Options	Purchased	18,100	60.0000	American	Jan 17, 2020
Call Options	Purchased	600	69.0000	American	Sep 6, 2019
Put Options	Written	600	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Call Options	Purchased	300	71.5000	American	Sep 6, 2019
Put Options	Written	300	70.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	13,200	80.0000	American	Nov 15, 2019
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Call Options	Purchased	400	70.5000	American	Sep 13, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Put Options	Written	2,100	65.5000	American	Sep 6, 2019
Put Options	Purchased	-1,900	59.0000	American	Sep 6, 2019
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-600	72.5000	American	Jun 19, 2020
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,100	60.0000	American	Feb 21, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Nov 15, 2019
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	70.0000	American	Sep 20, 2019
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Put Options	Purchased	-11,200	65.0000	American	Nov 15, 2019
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	57.5000	American	Oct 18, 2019
Put Options	Purchased	-2,700	72.5000	American	Jun 19, 2020
Put Options	Purchased	-5,900	75.0000	American	Jan 17, 2020
Put Options	Purchased	-49,200	60.0000	American	Sep 20, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-3,000	67.5000	American	Jan 15, 2021
Call Options	Written	-1,000	63.0000	American	Sep 6, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-1,200	65.0000	American	Sep 27, 2019
Call Options	Written	-700	72.5000	American	Oct 18, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	4,600	75.0000	American	Oct 18, 2019
Call Options	Purchased	800	75.0000	American	Feb 21, 2020
Call Options	Purchased	200	67.0000	American	Sep 20, 2019
Put Options	Written	400	70.0000	American	Sep 6, 2019
Put Options	Written	100	80.0000	American	Nov 15, 2019
Call Options	Purchased	4,300	75.0000	American	Nov 15, 2019
Call Options	Purchased	34,500	66.0000	American	Sep 20, 2019
Call Options	Purchased	6,500	67.5000	American	Jan 17, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Call Options	Purchased	800	65.0000	American	Sep 13, 2019
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Put Options	Purchased	-1,000	62.0000	American	Sep 13, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	64.5000	American	Sep 13, 2019
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-57,900	65.0000	American	Sep 20, 2019
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-200	87.5000	American	Jan 17, 2020
Put Options	Purchased	-9,500	72.5000	American	Jan 15, 2021
Call Options	Written	-1,500	66.0000	American	Sep 13, 2019
Call Options	Written	-61,400	82.5000	American	Jan 17, 2020
Put Options	Purchased	-100	63.0000	American	Sep 20, 2019
Call Options	Written	-300	72.0000	American	Sep 20, 2019
Put Options	Purchased	-600	63.5000	American	Sep 6, 2019
Call Options	Written	-800	74.0000	American	Sep 6, 2019
Call Options	Written	-24,100	77.5000	American	Sep 20, 2019
Call Options	Written	-74,600	85.0000	American	Sep 20, 2019
Call Options	Written	-200	65.0000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-4,700	80.0000	American	Jan 17, 2020
Call Options	Written	-6,400	87.5000	American	Sep 20, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-9,400	82.5000	American	Sep 20, 2019
Put Options	Purchased	-100	47.5000	American	Jan 17, 2020
Put Options	Purchased	-100	62.0000	American	Sep 20, 2019
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	400	72.5000	American	Nov 15, 2019
Call Options	Purchased	2,700	85.0000	American	Jun 19, 2020
Call Options	Purchased	3,900	70.0000	American	Oct 18, 2019
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Put Options	Written	100	70.0000	American	Oct 11, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,800	80.0000	American	Jun 19, 2020
Put Options	Written	1,400	67.5000	American	Jun 19, 2020
Put Options	Written	1,000	67.5000	American	Sep 13, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Put Options	Written	180,000	60.0000	American	Sep 20, 2019
Put Options	Written	1,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	100	72.5000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Call Options	Written	-900	71.0000	American	Sep 20, 2019
Call Options	Written	-3,100	62.5000	American	Jan 17, 2020
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-15,500	87.5000	American	Jan 17, 2020
Call Options	Written	-200	77.5000	American	Sep 18, 2020
Call Options	Written	-13,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-27,600	62.5000	American	Nov 15, 2019
Call Options	Written	-100	65.0000	American	Jan 17, 2020
Call Options	Written	-200	64.5000	American	Sep 6, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-26,800	67.5000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Written	-300	62.5000	American	Sep 20, 2019
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-1,200	70.0000	American	Oct 18, 2019
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Put Options	Written	3,000	57.5000	American	Sep 20, 2019
Call Options	Purchased	1,100	67.5000	American	Sep 27, 2019
Put Options	Written	200	59.0000	American	Sep 27, 2019
Call Options	Purchased	1,300	57.5000	American	Jan 15, 2021
Put Options	Written	4,000	59.5000	American	Oct 11, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	62.5000	American	Sep 6, 2019
Call Options	Purchased	1,700	77.5000	American	Jan 17, 2020
Call Options	Purchased	100	77.5000	American	Feb 21, 2020
Put Options	Written	100	70.0000	American	Oct 4, 2019
Call Options	Purchased	12,000	65.0000	American	Sep 20, 2019
Call Options	Purchased	500	67.5000	American	Sep 6, 2019
Call Options	Purchased	4,800	70.0000	American	Sep 27, 2019
Call Options	Purchased	500	67.5000	American	Oct 18, 2019
Put Options	Written	16,000	65.0000	American	Oct 18, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	12,500	75.0000	American	Sep 20, 2019
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-2,100	77.5000	American	Jan 15, 2021
Put Options	Purchased	-100	65.5000	American	Sep 13, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Put Options	Purchased	-14,700	60.0000	American	Nov 15, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-500	87.5000	American	Jan 15, 2021
Call Options	Written	-100	62.5000	American	Nov 15, 2019
Put Options	Purchased	-100	63.5000	American	Sep 20, 2019
Put Options	Purchased	-1,000	57.5000	American	Sep 27, 2019
Put Options	Purchased	-700	67.5000	American	Oct 18, 2019
Put Options	Purchased	-1,300	67.5000	American	Jan 17, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Purchased	-1,800	61.0000	American	Sep 20, 2019
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-7,200	70.0000	American	Nov 15, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-400	72.5000	American	Jan 17, 2020
Call Options	Written	-4,000	67.5000	American	Sep 13, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Call Options	Written	-500	62.5000	American	Oct 18, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20190906005285/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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Disclaimer

Barclays plc published this content on 06 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 September 2019 14:56:03 UTC

Market Closed - London S.E. Other stock markets 11:35:18 2024-04-25 am EDT			5-day change	1st Jan Change
204 ^GBX	+6.73%		+10.88%	+32.66%

02:01am	DIARY-Top Economic Events to June 27	RE
Apr. 25	Microsoft-backed Rubrik's stock jumps nearly 21% in NYSE debut	RE

DIARY-Top Economic Events to June 27	08:01pm	RE
Microsoft-backed Rubrik's stock jumps nearly 21% in NYSE debut	Apr. 25	RE
British commodities broker Marex makes lukewarm debut on Nasdaq	Apr. 25	RE
FTSE 100 shakes off red-hot US inflation gauge	Apr. 25	AN
Global markets live: Ford, Dow, American Airlines, Comcast, Apple, IBM, Cisco...	Apr. 25
Trump Media & Technology Group Corp. : Analyzing Trump Media? No way, thanks	Apr. 25
European Equities Traded in the US as American Depositary Receipts Trend Modestly Higher in Thursday Trading	Apr. 25	MT
Wall Street Giants Back BGC Group's Futures Exchange Ahead of Launch	Apr. 25	MT
BARCLAYS : Confirmed short- and mid-term guidance	Apr. 25
BGC Group's FMX Futures gets funding from banking consortium	Apr. 25	RE
Sector Update: Financial Stocks Fall Pre-Bell Thursday	Apr. 25	MT
Barclays' Q1 Earnings, Total Income Fall	Apr. 25	MT
BARCLAYS : UBS reiterates its Buy rating	Apr. 25	ZD
Explainer-Where are Wall Street's analyst notes on Trump's Truth Social?	Apr. 25	RE
Bank earnings: Deutsche, Barclays beat estimates	Apr. 25	RE
Barclays: 1st quarter boosted by cost reductions	Apr. 25	CF
News Highlights : Top Company News of the Day - Thursday at 5 AM ET	Apr. 25	DJ
London rises ahead of US GDP data	Apr. 25
BARCLAYS : Buy rating from RBC	Apr. 25	ZD
Unilever touts success of Power Brands as sales edge higher	Apr. 25	AN
Transcript : Barclays PLC, Q1 2024 Earnings Call, Apr 25, 2024	Apr. 25
Barclays first quarter profit falls but beats expectations	Apr. 25	AN
FTSE 100 hits record high on big mining M&A, earnings push	Apr. 25	RE
Miner Anglo American reviews takeover bid from rival BHP	Apr. 25	AN
Barclays Backs Guidance After Lower Profit Beats Expectations	Apr. 25	DJ

	1st Jan change	Capi.
BARCLAYS PLC	+32.66%	35.63B
BANK OF AMERICA CORPORATION	+12.59%	301B
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED	+9.16%	249B
WELLS FARGO & COMPANY	+21.76%	212B
BANK OF CHINA LIMITED	+16.78%	172B
CHINA CONSTRUCTION BANK CORPORATION	+7.10%	161B
HSBC HOLDINGS PLC	+4.15%	153B
HDFC BANK LIMITED	-11.61%	138B
ROYAL BANK OF CANADA	-0.39%	137B
COMMONWEALTH BANK OF AUSTRALIA	+1.44%	125B

Class of relevant security:

(1) Relevant securities

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell