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STANDARD CHARTERED PLC渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at-Standard Chartered PLCtachedii:
1b. Please indicate if the issuer is a non-UK issuer(please mark with an"X"if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an"X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
BlackRock, Inc.
City and country of registered office (if applicable)
Wilmington, DE, USA
4. Full name of shareholder(s)(if different from 3.)v
Name
1
5. Date on which the threshold was crossed or reachedvi: | 07/08/2018 | ||||
6. Date on which issuer notified (DD/MM/YYYY): | 08/08/2018 | ||||
7. Total positions of person(s) subject to the notification obligation | |||||
% of voting rights at-tached to shares (to-tal of 8. A) | % of voting rights through financial instru-ments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | ||
Resulting situation on the date on which threshold was crossed or reached | 3.37% | 2.14% | 5.52% | 826,070,295 | |
Position of previous notification (if applicable) | 5.00% | 0.55% | 5.55% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB0004082847 | 27,916,485 | 3.37% | ||
SUBTOTAL 8. A | 27,916,485 | 3.37% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in-strument
Securities Lending
Expiration datexExercise/ Conversion Periodxi
Number of voting rights
that may be acquired if the instrument is exercised/converted.
% of voting rights
16,407,930
16,407,930
1.98%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
CFD
Cash
Number of voting rights
1,297,069
0.15%
SUBTOTAL 8.B.2
1,297,069
0.15%
9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an"X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Fullchain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial in-struments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
See Attachment |
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held |
11. Additional informationxvi
Louis Philpott
Group Corporate Secretariat 020 7885 2055
Place of completion | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion | 8 August, 2018 |
Section 9 Attachment
Namexv | % of voting rights if it equals or is higher than the no-tifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. |
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Disclaimer
Standard Chartered plc published this content on 10 August 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 10 August 2018 06:29:09 UTC