Dawn Brockman
Comptroller/Controller/Auditor at AMERIPRISE FINANCIAL, INC.
Net worth: 627 408 $ as of 2024-03-30
Network origin in Dawn Brockman first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Public Company | Investment Banks/Brokers | 58 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Dawn Brockman via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| AMERICAN EXPRESS COMPANY | Finance/Rental/Leasing | Corporate Officer/Principal Treasurer Corporate Officer/Principal Corporate Officer/Principal Public Communications Contact Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| THE CLOROX COMPANY | Household/Personal Care | Director/Board Member Director/Board Member | |
Cox Enterprises, Inc.
 Cox Enterprises, Inc. Major TelecommunicationsCommunications Cox Enterprises, Inc. engages in the operation of a holding company which provides communications, media, and automotive services. It operates through the following brands: Autotrader, Kelley Blue Book, and Manheim. The company was founded by James Middleton Cox in 1898 and is headquartered in Atlanta, GA. | Major Telecommunications | Director/Board Member | |
Caesars License Co. LLC
 Caesars License Co. LLC Hotels/Resorts/Cruise linesConsumer Services Caesars License Co. LLC provides casino entertainment services. Its brands include Ceasars, Harrah's,and Horseshoe. The company is headquartered in Las Vegas, NV. | Hotels/Resorts/Cruise lines | Director/Board Member | |
Ameriprise Certificate Co.
 Ameriprise Certificate Co. Financial ConglomeratesFinance Ameriprise Certificate Co. operates as an investment company. It engages in the business of issuing face-amount investment certificates in the United States. The firm’s products include Ameriprise Cash Reserve Certificate, Ameriprise Flexible Savings Certificate, Ameriprise Installment Certificate, Ameriprise Stock Market Certificate, and Ameriprise Step-Up Rate Certificate. The company was founded on October 28, 1977 and is headquartered in Minneapolis, MN. | Financial Conglomerates | President Comptroller/Controller/Auditor Compliance Officer Chief Executive Officer | |
R.J. Reynolds Tobacco Holdings, Inc.
 R.J. Reynolds Tobacco Holdings, Inc. TobaccoConsumer Non-Durables R.J. Reynolds Tobacco Holdings, Inc. manufactures and markets cigarettes and tobacco products. The company was founded in 1970 and is headquartered in Winston-Salem, NC. | Tobacco | General Counsel Director of Finance/CFO | |
| TRI-CONTINENTAL CORPORATION | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Compliance Officer General Counsel Director/Board Member Corporate Officer/Principal Chairman | |
Columbia Wanger Asset Management LLC
 Columbia Wanger Asset Management LLC Investment ManagersFinance Columbia Wanger Asset Management LLC (CWAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a wholly-owned subsidiary of Columbia Management Investment Advisers LLC, ultimately held by Ameriprise Financial, Inc. (NYSE: AMP). CWAM serves as the investment advisor to a variety of open-end mutual funds that are series or portfolios of Columbia Acorn Trust and Wanger Advisors Trust, two registered investment companies sponsored by the firm and other institutional accounts. | Investment Managers | Chief Executive Officer Chief Investment Officer | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
American Enterprise Investment Services, Inc.
 American Enterprise Investment Services, Inc. Finance/Rental/LeasingFinance American Enterprise Investment Services, Inc. provides clearing and trade execution services for American Express Financial Advisors and American Express Funds. It is headquartered in Minneapolis, MN. | Finance/Rental/Leasing | Director/Board Member Chief Executive Officer Director/Board Member | |
Ameriprise Financial Services LLC
 Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Investment Banks/Brokers | Chief Executive Officer Chief Executive Officer | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Masters Business Admin | |
The Depository Trust & Clearing Corp.
 The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member | |
Pershing LLC
 Pershing LLC Investment Banks/BrokersFinance Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds. | Investment Banks/Brokers | Chief Executive Officer | |
| Colgate University | College/University | Undergraduate Degree Undergraduate Degree | |
| Howard University | College/University | Undergraduate Degree | |
| New York University | College/University | Masters Business Admin Masters Business Admin | |
| Pace University | College/University | Masters Business Admin | |
| The Pennsylvania State University | College/University | Undergraduate Degree Undergraduate Degree | |
University of Minnesota
 University of Minnesota Other Consumer ServicesConsumer Services Digi-Key Corp. distributes electronic components. It also distributes semiconductors, discrete, electromechanical parts. Its products include audio products, batteries, cable assemblies, capacitors, computer & video accessories, connectors, crystals & oscillators, discrete semiconductor products and many more. The company was founded by Ronald A. Stordahl in 1972 and is headquartered in Thief River Falls, MN. | College/University | Corporate Officer/Principal Undergraduate Degree Undergraduate Degree | |
Lincoln Center for the Performing Arts, Inc.
 Lincoln Center for the Performing Arts, Inc. Movies/EntertainmentConsumer Services Lincoln Center for the Performing Arts, Inc. provides entertainment services. It offers dance, music, film, opera, theater, family, and festivals and programs. The company was founded by Dwight D. Eisenhower on May 14, 1959 and is headquartered in New York, NY. | Movies/Entertainment | Director/Board Member | |
American Express Financial Corp.
 American Express Financial Corp. Investment ManagersFinance Part of American Express Co., American Express Financial Corp. provides investment advice. | Investment Managers | Human Resources Officer Chief Investment Officer Director of Finance/CFO Sales & Marketing Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer | |
Minnesota Business Partnership, Inc.
 Minnesota Business Partnership, Inc. Miscellaneous Commercial ServicesCommercial Services Minnesota Business Partnership, Inc. engages in helping the Minnesota residents maintain a high quality of life ensuring that the state's economy remains strong and globally competitive. The firms works with elected officials, state agency staff, and others on a range of public policy issues relevant to all Minnesotans such as education, jobs, economy, and health. The company was founded in 1977 and is headquartered in Minneapolis, MN. | Miscellaneous Commercial Services | Chief Executive Officer Corporate Officer/Principal | |
Columbia Funds
 Columbia Funds Investment Banks/BrokersFinance Columbia Funds provides investment banking services. The company is headquartered in Shrewsbury, MA. | Investment Banks/Brokers | President Director/Board Member | |
RiverSource Life Insurance Co.
 RiverSource Life Insurance Co. Life/Health InsuranceFinance RiverSource Life Insurance Co. offers annuity and insurance solutions. Its principal products are variable deferred annuities and variable and fixed universal life insurance. The firm offers immediate annuities, fixed deferred annuities and traditional life and disability income insurance. The company was founded in 1957 and is headquartered in Minneapolis, MN. | Life/Health Insurance | Director/Board Member Comptroller/Controller/Auditor Chairman Director/Board Member | |
Alvin Ailey Dance Foundation, Inc.
 Alvin Ailey Dance Foundation, Inc. Movies/EntertainmentConsumer Services Alvin Ailey Dance Foundation Inc. engages in dance at theatrical activities. It supports the activities of Alvin Ailey American Dance Theater, Ailey II, The Ailey School, Ailey Arts In Education & Community Programs, The Ailey Extension and The Ailey Legacy. This performing arts community plays a social role using the African American heritage and other cultures to unite people of all races, ages and backgrounds. The company was founded in 1958 and is headquartered in New York, NY | Movies/Entertainment | Director/Board Member | |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Director/Board Member | |
Ameriprise Bank, FSB
 Ameriprise Bank, FSB Savings BanksFinance Part of Ameriprise Financial, Inc., Ameriprise Bank, FSB operates as a federally chartered savings bank. The private company is based in Minneapolis, MN. | Savings Banks | Chairman President | |
American Express International, Inc. (New York)
 American Express International, Inc. (New York) MiscellaneousMiscellaneous American Express International, Inc. provides credit cards and charge cards and related services. The company is headquartered in New York. NY. | Miscellaneous | Director of Finance/CFO Chairman | |
Tomorrow's Hope Foundation
 Tomorrow's Hope Foundation Investment Trusts/Mutual FundsMiscellaneous Tomorrow's Hope Foundation is a non-profit organization that provides scholarship and program funding for the needs of students and schools. The company was founded in September 2005 and is headquartered in Uniondale, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
Columbia Management Investment Advisers LLC
 Columbia Management Investment Advisers LLC Investment ManagersFinance Columbia Management Investment Advisers LLC (CMIA) is a registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of Ameriprise Financial, Inc. (NYSE: AMP). The firm was formed in 2010 as the result of Ameriprise Financial Services' (AFS) acquisition of the long-term asset management business of Columbia Management Group (CMG) from Bank of America. AFS merged CMG's long-term asset management business with their subsidiary, RiverSource Investments LLC, under the name Columbia Management Investment Advisors. CMIA offers equity and fixed-income retail and institutional investment products for various types of clients. | Investment Managers | Chief Executive Officer Chief Executive Officer Chief Investment Officer Portfolio Manager-Equities | |
American Council of Life Insurers
 American Council of Life Insurers Life/Health InsuranceFinance The American Council of Life Insurers (ACLI) is a non-profit organization that has been delivering financial security to families for over 175 years. ACLI is based in Washington, and Susan K. Neely has been the CEO of the private company since 2018. With over 90 million families relying on their life insurance and financial protection products, ACLI's fundamental mission is to safeguard people and the things that matter most to them. The organization advocates for public policies that protect consumers while ensuring families have access to information about different choices for retirement security. | Life/Health Insurance | Director/Board Member Director/Board Member | |
| COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal General Counsel Corporate Officer/Principal Corporate Officer/Principal Compliance Officer General Counsel Director/Board Member Corporate Officer/Principal Chairman | |
| Threadneedle Asset Management Holdings SARL | Chairman Director/Board Member | ||
Riversource Life Insurance Co. of New York
 Riversource Life Insurance Co. of New York Multi-Line InsuranceFinance Founded in 1972, Riversource Life Insurance Co. of New York is a subsidiary of Ameriprise Financial, Inc. that provides insurance services. The private company is based in Albany, NY. | Multi-Line Insurance | Treasurer Director of Finance/CFO | |
| Tuck School of Business at Dartmouth | College/University | Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Masters Business Admin | |
Mary Kay, Inc.
 Mary Kay, Inc. Household/Personal CareConsumer Non-Durables Mary Kay, Inc. provides cosmetic products. It also manufactures and distributes over-the-counter drugs and products, such as sunscreens and acne treatments. The firm's products include skin care and makeup products, body and sun lotions, fragrances, products for men, and gifts. The company was founded on September 13, 1963 by Mary Kay Ash and Richard R. Rogers and is headquartered in Addison, TX. | Household/Personal Care | Corporate Officer/Principal Chief Executive Officer | |
Columbia Threadneedle Investments (Missouri)
 Columbia Threadneedle Investments (Missouri) Financial ConglomeratesFinance Columbia Threadneedle Investments (Missouri) provides investment services. Its products include mutual fund, managed accounts, exchange traded funds, 529 plan, variable products, and close-end funds. The company is headquartered in Hazelwood, MO. | Financial Conglomerates | Chief Executive Officer Chief Investment Officer | |
Ameriprise Financial Services, Inc. /Washington/
 Ameriprise Financial Services, Inc. /Washington/ Investment ManagersFinance Ameriprise Financial Services, Inc. provides finance advisory services to clients. It specializes in tax planning, investments, real estate, trusts and charitable giving. The company was founded by John Tappan in 1894 and is headquartered in Mercer Island, WA. | Investment Managers | Chairman Chief Operating Officer | |
Ameriprise Financial Services LLC (Investment Management)
 Ameriprise Financial Services LLC (Investment Management) Investment ManagersFinance Ameriprise Financial Services LLC (Investment Management) (AFS-IM) is the investment management division of Ameriprise Financial Services LLC, a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1986 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS-IM sponsors a wrap fee program that offers a variety of investment advisory accounts that have different features and services, supporting a wide array of investment strategies. It is available for individual investors, corporate entities and tax-qualified accounts. | Investment Managers | Chief Executive Officer Chief Executive Officer | |
| CAESARS ENTERTAINMENT, INC. | Hotels/Resorts/Cruise lines | Director/Board Member | |
| Insured Retirement Institute | Director/Board Member | ||
BNY Mellon, NA
 BNY Mellon, NA Investment ManagersFinance BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA. | Investment Managers | Director/Board Member |
Statistics
International
| United States | 49 |
| Luxembourg | 2 |
Sectoral
| Finance | 22 |
| Consumer Services | 16 |
| Miscellaneous | 6 |
| Consumer Non-Durables | 4 |
| Commercial Services | 3 |
Operational
| Director/Board Member | 183 |
| Corporate Officer/Principal | 108 |
| Chairman | 66 |
| Independent Dir/Board Member | 41 |
| Chief Executive Officer | 39 |
Most connected contacts
| Insiders | |
|---|---|
| Leroy Richie | 32 |
| Ted Truscott | 24 |
| Christopher Williams | 22 |
| Jim Cracchiolo | 22 |
| Lon Greenberg | 22 |
| Brian Shea | 21 |
| W. Walter | 21 |
| William Turner | 20 |
| Catherine Paglia | 19 |
| Dianne Neal-Blixt | 16 |
| W. Walker Lewis | 16 |
| Jeffrey Noddle | 15 |
| Kimberly Sharan | 13 |
| Warren Decatur Knowlton | 13 |
| Robert Sharpe | 13 |
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