Dawn Cotten

President at

Clough Funds Trust

49 year

Miscellaneous

Finance

Profile

Dawn Cotten is currently the President at Financial Investors Trust, the Secretary & Assistant Treasurer at Stonebridge Funds Trust, the Assistant Treasurer at Rivernorth Funds, the SVP-Fund Administration & Relationship Management at ALPS Fund Services, Inc., and the President at Clough Funds Trust.
Previously, she held positions such as President & Chief Executive Officer at Clough Global Opportunities Fund, Financial Reporting Manager at Janus Henderson US (Holdings), Inc., Assistant Treasurer at Clough Global Opportunities Fund, President at Clough Global Equity Fund, Assistant Treasurer at Clough Global Equity Fund, Assistant Treasurer at Virtus Stone Harbor Emerging Markets Income Fund, and Assistant Treasurer at Clough Global Dividend & Income Fund.
She also worked as an Assistant Vice President-Fund Accounting at Madison Capital Advisors LLC in 2009.

Dawn Cotten active positions

Companies	Position	Start
ALPS Fund Services, Inc. ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions	Corporate Officer/Principal	2012-12-31
Rivernorth Funds Rivernorth Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Corporate Officer/Principal	-
Stonebridge Funds Trust Stonebridge Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Corporate Secretary	-
Clough Funds Trust Clough Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	President	-
Financial Investors Trust Financial Investors Trust Investment Trusts/Mutual FundsMiscellaneous Acts as umbrella fund	President	-

All active positions of Dawn Cotten

Former positions of Dawn Cotten

Companies	Position	End
Madison Capital Advisors LLC Madison Capital Advisors LLC Investment ManagersFinance Madison Capital Advisors (MCC) specializes in alternative investments in niche distressed, real estate, natural resource and special situation financial assets. The firm provides a variety of liquidity, financing and custom capital solutions to owners and operators of real estate assets. They focus on nearly all real estate property types, including office, multifamily apartments, condominium conversions, retail shopping centers, lodging/hospitality, senior housing, medical office, storage, land and specialty use. MCC targets investments ranging from $3 million to $40 million. MCC also invests in shares of non-traded REITs and Limited Partnership investment vehicles. The firm acquires distressed debt or middle-market companies seeking funding for seemingly unbankable assets. MCC targets distressed, senior secured debt with assets between $20 million and $75 million. Collateralization may be in the form of real estate, receivables, PP&E, contracts or cash flow. The firm leverages their experience in distressed investing by purchasing distressed and defaulted tax-exempt bonds. MCC also purchases unsecured bankruptcy creditor claims, including trade and lease claims. These are pre-petition obligations that become general unsecured claims against the company upon its filing for Chapter 11 bankruptcy. The firm typically holds these assets until a natural liquidation event occurs.	Corporate Officer/Principal	2009-05-31
CLOUGH GLOBAL EQUITY FUND	President	2023-04-16
CLOUGH GLOBAL OPPORTUNITIES FUND	Chief Executive Officer	-
VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND	Corporate Officer/Principal	-
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See the detail of Dawn Cotten's experience

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Private companies

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Linked companies

Private companies	11
Financial Investors Trust Financial Investors Trust Investment Trusts/Mutual FundsMiscellaneous Acts as umbrella fund	Miscellaneous
Stonebridge Funds Trust Stonebridge Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Janus Henderson US (Holdings), Inc. Janus Henderson US (Holdings), Inc. Financial ConglomeratesFinance Provides risk-managed investment strategy, manages equity, fixed income and money market services	Finance
Rivernorth Funds Rivernorth Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Clough Global Dividend & Income Fund Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Clough Global Equity Fund Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Clough Global Opportunities Fund Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Stone Harbor Emerging Markets Income Fund Virtus Stone Harbor Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
ALPS Fund Services, Inc. ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions	Finance
Madison Capital Advisors LLC Madison Capital Advisors LLC Investment ManagersFinance Madison Capital Advisors (MCC) specializes in alternative investments in niche distressed, real estate, natural resource and special situation financial assets. The firm provides a variety of liquidity, financing and custom capital solutions to owners and operators of real estate assets. They focus on nearly all real estate property types, including office, multifamily apartments, condominium conversions, retail shopping centers, lodging/hospitality, senior housing, medical office, storage, land and specialty use. MCC targets investments ranging from $3 million to $40 million. MCC also invests in shares of non-traded REITs and Limited Partnership investment vehicles. The firm acquires distressed debt or middle-market companies seeking funding for seemingly unbankable assets. MCC targets distressed, senior secured debt with assets between $20 million and $75 million. Collateralization may be in the form of real estate, receivables, PP&E, contracts or cash flow. The firm leverages their experience in distressed investing by purchasing distressed and defaulted tax-exempt bonds. MCC also purchases unsecured bankruptcy creditor claims, including trade and lease claims. These are pre-petition obligations that become general unsecured claims against the company upon its filing for Chapter 11 bankruptcy. The firm typically holds these assets until a natural liquidation event occurs.	Finance
Clough Funds Trust Clough Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous

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