Jim Puplava
Founder at Financial Sense Advisors, Inc.
Network origin in Jim Puplava first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.
31
| Non-Profit Organization | Insurance Brokers/Services | 31 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.
30
| Non-Profit Organization | Investment Banks/Brokers | 30 |
Market Technicians Association, Inc.
15
| Private Company | 15 | |
Financial Sense Advisors, Inc.
 Financial Sense Advisors, Inc. Investment ManagersFinance Financial Sense Advisors, Inc. (FSA) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by James “Jim” Puplava in 1985 and is a subsidiary of Financial Sense Wealth Management, Inc. FSA provides investment supervisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities.
12
| Subsidiary | Investment Managers | 12 |
Financial Sense Wealth Management, Inc.
 Financial Sense Wealth Management, Inc. Investment ManagersFinance Financial Sense Wealth Management, Inc. engages in the provision of financial advisory and management services through its subsidiaries. It specializes in financial planning, investments, estate planning, and retirement. The company was founded in 1985 and is headquartered in San Diego, CA.
2
| Private Company | Investment Managers | 2 |
Financial Sense Securities, Inc.
 Financial Sense Securities, Inc. Investment Banks/BrokersFinance Part of Financial Sense Wealth Management, Inc., Financial Sense Securities, Inc. provides brokerage services. The company is based in San Diego, CA. The company was founded in 1996 by James Joseph Puplava. Ryan James Puplava has been the CEO of the company since 1996.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Jim Puplava via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Pension Fund Evaluations, Inc.
 Pension Fund Evaluations, Inc. Investment Banks/BrokersFinance Pension Fund Evaluations, Inc. is an independent investment consulting firm that provides third-party administration and record-keeping services to various plans, including taft hartley, corporate, endowment, foundation, 401(k), 403(b), 457, and municipal plans. The private company is based in Centereach, NY. The company is registered with FINRA and SIPC. Pension Fund Evaluations helps its clients comply with new regulations under ERISA section 408(b)(2) and section 404(a)(5) that require plan service providers to furnish more detailed information about their fees, services, and expenses. | Investment Banks/Brokers | President | |
Pebble US Market Fund LLC
 Pebble US Market Fund LLC Financial ConglomeratesFinance Pebble U.S. Market Fund, L.L.C. ('Fund'), a Louisiana limited liability company, is offering a series of limited liability company units ('Units') of up to a maximum value of $100,000,000. Throughout the initial offering period, the net asset value of a Unit is $1,000.00. Units will be sold at net asset value thereafter. Pebble Management Group, L.L.C. (PMG) and additional soliciting advisors are offering the Fund's Units at a price of month-end net asset value per Unit. The offering will be conducted on a continuous basis until all Units have been sold or the Fund is closed by the commodity pool operator, Pebble Asset Management, L.L.C. (PAM), who reserves the right to close the fund prior to all units being sold. No up-front underwriting discount or commissions apply. The soliciting advisors are not required to sell any specific number of Units or dollar amount of the Fund but will use their best efforts to sell Units of the Fund. Subscription proceeds are held in a segregated account at Capital One (Bank), NA until released to the Fund. There is no minimum number of Units that must be sold for Units to be issued at the end of each month. | Financial Conglomerates | Founder | |
| Michigan State University | College/University | Masters Business Admin Undergraduate Degree | |
| University of Virginia | College/University | Graduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Undergraduate Degree | |
| Dartmouth College | College/University | Undergraduate Degree | |
Nixon Peabody LLP
 Nixon Peabody LLP Miscellaneous Commercial ServicesCommercial Services Nixon Peabody LLP provides full-service law firm that helps clients navigate challenges in litigation, real estate, corporate law, and finance. It focus is on listening to clients and working collaboratively to help them achieve their business objectives. The company was is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Investec Ernst & Co.
 Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Investment Banks/Brokers | Chief Investment Officer | |
American Arbitration Association, Inc.
 American Arbitration Association, Inc. Miscellaneous Commercial ServicesCommercial Services American Arbitration Association provides conflict management and dispute resolution services. It provides a forum for the hearing of disputes, rules, and procedures, and a roster of impartial experts to resolve cases. In addition to dispute resolution services, the American Arbitration Association offers training and helps develop arbitration and mediation systems. It maintains offices in the U.S. and one in Ireland; in addition, it works with arbitration groups located in other countries. It was founded in 1926 and is located in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Dickinson Wright PLLC
 Dickinson Wright PLLC Miscellaneous Commercial ServicesCommercial Services Dickinson Wright PLLC provides legal services to large corporations in over 40 different practice areas which includes automotive, banking and financial services, bankruptcy, construction, corporate, energy and sustainability, gaming, healthcare, insurance, intellectual property, labor and employment, mergers and acquisitions, municipal law & finance, private equity, real estate and taxation. The company was founded by Henry Munroe Campbell and Henry Russell in 1878 and is headquartered in Detroit, MI. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Adelphi University | College/University | Undergraduate Degree | |
| San Diego State University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Denison University | College/University | Undergraduate Degree | |
| Long Island University | College/University | Undergraduate Degree | |
| Marquette University | College/University | Undergraduate Degree Undergraduate Degree | |
| The University of Alabama | College/University | Undergraduate Degree | |
| New York University | College/University | Graduate Degree | |
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Connecticut | College/University | Undergraduate Degree Masters Business Admin | |
University of Houston
 University of Houston Other Consumer ServicesConsumer Services University of Houston System offers higher education degrees and job training or vocational study programs. It offers about 280 undergraduate and graduate degree programs in fields such as business, education, humanities and law. It was founded in 1927 and is headquartered in Houston, TX. | College/University | Undergraduate Degree Masters Business Admin | |
| University of Kansas | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Massachusetts | College/University | Undergraduate Degree Undergraduate Degree | |
| California Polytechnic State University (San Luis Obispo) | College/University | Undergraduate Degree Undergraduate Degree | |
| Willamette University | College/University | Undergraduate Degree | |
American Bar Association
 American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
WR Hambrecht + Co. LLC
 WR Hambrecht + Co. LLC Investment Banks/BrokersFinance Founded in 1998 by William R. Hambrecht, WR Hambrecht + Co. LLC is a registered broker/dealer headquartered in San Francisco, California. The firm offers a full array of investment services. They provide research that focuses on the (1) Asia-Pacific, biotechnology, business applications and services sectors (2) the China Internet and technology sector (3) consumer (4) enterprise software and Internet (5) gaming technology (6) Internet (7) medical technology (8) nanotechnology (9) networking and data infrastructure (10) semiconductors and devices and (11) specialty pharmaceuticals. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman | |
New York State Bar Association
 New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The District of Columbia Bar
 The District of Columbia Bar Miscellaneous Commercial ServicesCommercial Services The District of Columbia Bar provides legal services. The private company is based in Washington. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Financial Planning Association
 Financial Planning Association Miscellaneous Commercial ServicesCommercial Services The Financial Planning Association operates as a leadership and advocacy organization. The private company is based in Denver, CO. The company was founded by Michael P. Ryan. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
State Bar of Michigan
 State Bar of Michigan Miscellaneous Commercial ServicesCommercial Services State Bar of Michigan is a professional organization that provides a wide range of services to its members, including career center, employment, ethics helpline, and resources. State Bar of Michigan is based in Lansing, MI. The organization also offers legal assistance to the public, including lawyer referral service, legal aid programs, and probate information. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Maryland State Bar Association | Corporate Officer/Principal Corporate Officer/Principal | ||
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| Albany Law School | College/University | Graduate Degree | |
Municipal Securities Rulemaking Board
 Municipal Securities Rulemaking Board Investment ManagersFinance The Municipal Securities Rulemaking Board is a regulatory organization that oversees the municipal securities market in the United States. The private company is based in Alexandria, VA. Nanette Lawson has been the CEO of the company since 2011. The board was established by Congress in 1975 to protect investors and promote a fair and efficient market for municipal securities. The board sets rules and standards for underwriters, dealers, and municipal advisors, and provides market transparency through its Electronic Municipal Market Access (EMMA) system. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
| CAPITAL FINANCIAL HOLDINGS, INC. | Investment Managers | Director/Board Member | |
TraderPlanet.com LLC
 TraderPlanet.com LLC Internet Software/ServicesTechnology Services TraderPlanet.com LLC operates as a social-networking site that provides financial information and trading tools to individual traders. The firm offers market data feeds, technical tools and analyst commentary across asset classes. TraderPlanet.com was founded by Lane Mendelsohn in 2005 and is headquartered in Ponte Vedra Beach, FL. | Internet Software/Services | Founder | |
| Harvard College | College/University | Undergraduate Degree Undergraduate Degree | |
| LIU Post | College/University | Undergraduate Degree | |
Vantagepoint AI LLC
 Vantagepoint AI LLC Packaged SoftwareTechnology Services Vantagepoint AI LLC engages in trading software research and software development. The company was founded by Louis B. Mendelsohn in 1979 and is headquartered in Wesley Chapel, FL. | Packaged Software | President | |
Prospect Financial Services LLC
 Prospect Financial Services LLC Investment ManagersFinance Prospect Financial Services LLC is a private company headquartered in Melville, NY. The firm provides investment advice. It was founded in 1999. Sean Peter Rooney is the current CEO, occupying that position since 2021. | Investment Managers | Chief Executive Officer |
Statistics
International
| United States | 50 |
| South Africa | 2 |
Sectoral
| Consumer Services | 24 |
| Commercial Services | 13 |
| Finance | 11 |
| Technology Services | 3 |
| Industrial Services | 2 |
Operational
| Corporate Officer/Principal | 284 |
| Director/Board Member | 212 |
| Undergraduate Degree | 67 |
| President | 60 |
| Chairman | 51 |
Most connected contacts
| Insiders | |
|---|---|
| Laird Q. Cagan | 58 |
| Jack E. Nelson | 38 |
| Thomas James | 36 |
| John S. Graham | 24 |
| David Crean | 23 |
| William Rue | 22 |
| William H. Ahern | 18 |
| Brian Woodland | 17 |
| Thomas J. Bonasera | 16 |
| Justin P. Klein | 15 |
| Anthony DiGiandomenico | 14 |
| James S. Cassel | 14 |
| Michael H. McTeigue | 14 |
| David Liptak | 14 |
| Joe Sweeney | 13 |
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