Sean Peter Rooney
Chief Executive Officer at Prospect Financial Services LLC
Network origin in Sean Peter Rooney first degree
Entity | Entity type | Industry | |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
64
| Non-Profit Organization | Miscellaneous Commercial Services | 64 |
Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.
31
| Non-Profit Organization | Insurance Brokers/Services | 31 |
Long Island University
27
| College/University | Other Consumer Services | 27 |
Extinct | Engineering & Construction | 13 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Sean Peter Rooney via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
RAYMOND JAMES FINANCIAL, INC. | Investment Managers | President Corporate Officer/Principal | |
Norian Corp.
Norian Corp. Medical SpecialtiesHealth Technology Norian Corp. manufactures equipment for broken bone treatment. It develops, manufactures & markets Skeletal Repair System, a proprietary bone fixation and replacement material designed for use in regions of compromised cancellous bone such as the wrist, hip, knee & spine. The company was founded by Brent R. Constantz in 1987 and is headquartered in West Chester, PA. | Medical Specialties | Founder | |
FIRSTENERGY CORP. | Electric Utilities | Director/Board Member Director/Board Member Director/Board Member | |
University of Nebraska | College/University | Undergraduate Degree | |
TERAX ENE | Financial Conglomerates | Director/Board Member | |
Audible Magic Corp.
Audible Magic Corp. Information Technology ServicesTechnology Services Audible Magic Corp. provides electronic media identification and copyright management solutions. It provides services to content owners, publishers, broadcasters, disc replicators, hardware and software developers, and information technology organizations. The company was founded in 1999 by Vance Ikezoye and is headquartered in Los Gatos, CA. | Information Technology Services | Corporate Officer/Principal | |
ORHUB, INC. | Packaged Software | Chief Executive Officer Director/Board Member | |
NY Credit Trust
NY Credit Trust Real Estate Investment TrustsFinance NY Credit Trust provides real estate investment services. It offers commercial real estate loans, mortgage and bridge loans, mezzanine debt, preferred equity and commercial mortgage-backed securities. The company is headquartered in New York, NY. | Real Estate Investment Trusts | Comptroller/Controller/Auditor | |
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Undergraduate Degree | |
Stanford University | College/University | Graduate Degree Undergraduate Degree | |
Deloitte & Touche LLP
Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Comptroller/Controller/Auditor Director/Board Member | |
UtiliCorp United, Inc.
UtiliCorp United, Inc. Electric UtilitiesUtilities Evergy Missouri West, Inc.is engaged in providing integrated electric and gas operation services. The company was founded on March 27, 1987 and is headquartered in Kansas City, MO. | Electric Utilities | Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
University of California, Los Angeles | College/University | Undergraduate Degree | |
The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
The University of Texas at Austin | College/University | Undergraduate Degree Doctorate Degree Graduate Degree | |
The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
Tulane University (Louisiana) | College/University | Undergraduate Degree Undergraduate Degree | |
Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
University of Houston
University of Houston Other Consumer ServicesConsumer Services University of Houston System offers higher education degrees and job training or vocational study programs. It offers about 280 undergraduate and graduate degree programs in fields such as business, education, humanities and law. It was founded in 1927 and is headquartered in Houston, TX. | College/University | Masters Business Admin Undergraduate Degree | |
Raymond James Financial Services, Inc.
Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman Chairman Director/Board Member | |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
Municipal Securities Rulemaking Board
Municipal Securities Rulemaking Board Investment ManagersFinance The Municipal Securities Rulemaking Board is a regulatory organization that oversees the municipal securities market in the United States. The private company is based in Alexandria, VA. Nanette Lawson has been the CEO of the company since 2011. The board was established by Congress in 1975 to protect investors and promote a fair and efficient market for municipal securities. The board sets rules and standards for underwriters, dealers, and municipal advisors, and provides market transparency through its Electronic Municipal Market Access (EMMA) system. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
United Way Suncoast, Inc.
United Way Suncoast, Inc. Miscellaneous Commercial ServicesCommercial Services Part of United Way Worldwide, United Way Suncoast, Inc. is a non-profit organization committed to the development and sustainability of St. Petersburg's Campbell Park neighborhood. The company is based in Tampa, FL. The company offers various services such as job searches, resume building, computer access, financial assistance, and programs for middle and high school students. The company also provides resources on budgeting, investing, taxes, and more. United Way Suncoast's resource centers, including Campbell Park and North Greenwood, aim to promote financial stability through workforce development and economic support. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
AlphaPoint Corp.
AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Orbital Gas Systems Ltd.
Orbital Gas Systems Ltd. Electronic Equipment/InstrumentsElectronic Technology Orbital Gas Systems Ltd. manufactures and distributes metering, odorization and remote telemetry equipment. The firm's GasPT device, offers natural gas operators and users engineering array for the next generation of energy metering systems. It serves gas utilities, power generation, emissions, manufacturing and automotive industries. The company was founded on December 4, 1984 and is headquartered in Stone, the United Kingdom. | Electronic Equipment/Instruments | President President | |
Chi Chi Rodriguez Youth Foundation | Chairman Director/Board Member | ||
Raymond James Bank, NA
Raymond James Bank, NA Major BanksFinance Raymond James Bank NA operates as a bank. It offers securities mortgage, lending, home equity lending, residential mortgages, state bond home loan programs, and deposit services. The company was founded in 1962 and is headquartered in St. Petersburg, FL. | Major Banks | Chairman Director/Board Member | |
Finra Ltd. | Corporate Officer/Principal Director/Board Member | ||
Brooks Houghton & Co. (Private Equity)
Brooks Houghton & Co. (Private Equity) Investment ManagersFinance Brooks Houghton & Co. (Private Equity) (BHC) is a private equity subsidiary of Brooks Houghton & Co. Inc founded in 1989 by Gerald H. Houghton. The firm is headquartered in Stamford, Connecticut. | Investment Managers | Private Equity Investor | |
AMERICAN REBEL HOLDINGS, INC. | Apparel/Footwear | Director/Board Member | |
Stanford Graduate School of Business | College/University | Masters Business Admin | |
CSC Group LLC | Founder | ||
Pinnacle Asset Management, Inc.
Pinnacle Asset Management, Inc. Investment ManagersFinance Pinnacle Asset Management, Inc. provides investment advice. The private company is based in Easton, CT. The company was founded by Peter T. Dvorak. | Investment Managers | Corporate Officer/Principal |
Statistics
International
United States | 45 |
United Kingdom | 3 |
Sectoral
Consumer Services | 17 |
Finance | 13 |
Commercial Services | 8 |
Utilities | 3 |
Technology Services | 3 |
Operational
Director/Board Member | 350 |
Corporate Officer/Principal | 242 |
Independent Dir/Board Member | 101 |
President | 77 |
Chief Executive Officer | 68 |
Most connected contacts
Insiders | |
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Laird Q. Cagan | 58 |
Jack E. Nelson | 38 |
Thomas James | 36 |
Jerry Thornton | 32 |
Gary Wunderlich | 30 |
Joseph Mills | 29 |
Fabiola Arredondo | 24 |
Jeffrey R. Armstrong | 24 |
David Crean | 23 |
James O'Neil | 18 |
Brian Woodland | 17 |
William G. Stanley | 17 |
Frank J. la Salla | 15 |
Lance Drummond | 15 |
Eric W. Noll | 14 |
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