Haitong Securities : ANNOUNCEMENT ON THE PARTICIPATION OF 2019 GROUP RECEPTION DAY FOR INVESTORS OF LISTED COMPANIES IN SHANGHAI

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

(A joint stock limited company incorporated in the People's Republic of China with limited liability)

(Stock Code: 6837)

ANNOUNCEMENT ON THE PARTICIPATION OF 2019 GROUP RECEPTION DAY FOR INVESTORS OF LISTED COMPANIES IN SHANGHAI

This announcement is made pursuant to Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.

In order to further enhance the interaction and communication with investors, Haitong Securities Co., Ltd. (the "Company") will participate in the "2019 Group Reception Day for Investors

of Listed Companies in Shanghai" jointly organized by The Listed Companies Association of Shanghai (上海上市公司協會) and SSE INFONET CO., LTD. (上證所信息網絡有限公司). Details

of the Group Reception Day are hereby announced as follows:

The Group Reception Day will be held on the platform provided by SSE INFONET CO., LTD. through remote network. Investors may join the Group Reception Day by way of logging on SSE

Roadshow Centre's website (http://roadshow.sseinfo.com) or following the WeChat official account in the name of "上證路演中心" (sse_roadshow). The Group Reception Day will be held from

15:00 to 17:00 on Thursday, 26 September 2019. The Company will communicate with investors on relevant matters of their concerns, such as corporate governance, development strategy, business operations, financing plans, share incentive plan and sustainable development of the Company through online communication.

Investors are welcome to actively participate in this event.

By Order of the Board

Haitong Securities Co., Ltd.

ZHOU JIE

Chairman

Shanghai, the PRC

19 September 2019

As at the date of this announcement, the executive directors of the Company are Mr. ZHOU Jie, Mr. QU Qiuping and Mr. REN Peng; the non-executive directors of the Company are Mr. TU Xuanxuan, Ms. YU Liping, Mr. CHEN Bin and Mr. XU Jianguo; and the independent non- executive directors of the Company are Mr. ZHANG Ming, Dr. LAM Lee G., Mr. ZHU Hongchao and Mr. ZHOU Yu.

• For identification purpose only