Please find attached a Form 603 from Lanstead Capital LP on behalf of itself and its affilliates in respect of Neuren Pharmaceuticals Limited.
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Form 603Corporations Act 2001
Section 671 B
Notice of initial substantial holderIQ Company Name/Scheme NEUREN PHARMACEUTICALS LIMITED
ACN/ARSN 1 11 496 130
Details of substantial holder (1)
Name LANSTEAD CAPITAL LP
ACN/ARSN (if applicable) LP011908
The holder became a substantial holder on 18 July 2017
Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Number of securities
Person's votes (5)
Voting power (6)
Ordinary
169,354,839
169,354,839
8.37%
Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
Lanstead Capital LP
Direct
169,354,839
Lanstead Partners Limited
Indirect
169,354,839
k:;ogent Capital Corp.
Indirect
169,354,839
Greg Kofford
Indirect
169,354,839
Mark Holden
Indirect
169,354,839
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
Lanstead Capital LP
Lanstead Capital LP
Lanstead Capital LP
169,354,839
Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities | |
Cash | Non-cash | Ordinarv | ||
Lanstead Capital LP | 18 July 2017 | $10,500,000 | 169,354,839 | |
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Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Lanstead Partners Ltd (Company Number 06025782)
General Partner of Lanstead L.P.
Cogent Capital Corp.
Limited partner of Lanstead Capital L.P.
K,reg Kofford
Holder of entire issued share capital of Cogent Capital Corp.
Mark Holden
Limited partner of Lanstead Capital L.P.
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Lanstead Capital L.P. | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2M QS |
Lanstead Partners Ltd | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2M QS |
::::agent Capital Corp. | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2M QS |
k,reg Kofford | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2M QS |
Mark Holden | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2MlQS |
Signature
print name LISA DE VARGAS capacity COMPANY CONTROLLER
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DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form
See the definition of "associate" in section 9 of the Corporations Act 2001
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001
The voting shares of a company constitute one class unless divided into separate classes
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest i n.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100
Include details ol:
any relevant agreement or other circumstances by which the relevant interest was acquired If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies}
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001
If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option} write "unknown".
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom he relevant interest was acquired
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Neuren Pharmaceuticals Limited published this content on 21 July 2017 and is solely responsible for the information contained herein.
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