Carole Stone
Director/Board Member at NUVEEN FLOATING RATE INCOME FUND
Network origin in Carole Stone first degree
Entity | Entity type | Industry | |
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Nuveen Connecticut Dividend Advantage Municipal Fund 3
Nuveen Connecticut Dividend Advantage Municipal Fund 3 Investment Trusts/Mutual FundsMiscellaneous Nuveen Connecticut Dividend Advantage Municipal Fund 3 is a non-diversified, closed-end management investment company. The Fund's investment objectives are to provide current income exempt from regular federal and Connecticut income tax and to enhance portfolio value relative to the municipal bond market by investing in tax-exempt municipal bonds that the Fund's investment adviser believes are underrated or undervalued or that represent municipal market sectors that are undervalued. The fund was founded on September 26, 2002 and is headquartered in Chicago, IL.
23
| Extinct | Investment Trusts/Mutual Funds | 23 |
Nuveen Massachusetts Dividend Advantage Municipal Fund
Nuveen Massachusetts Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Massachusetts Dividend Advantage Municipal Fund is a Closed-End Investment Fund/Investment Trust. The fund seeks current income exempt from regular federal income taxes and Massachusetts personal income taxes. The secondary objective is the enhancement of portfolio value. The company was founded on June 1, 1999 and is headquartered in Chicago, IL.
22
| Extinct | Investment Trusts/Mutual Funds | 22 |
MLP & Strategic Equity Fund, Inc.
MLP & Strategic Equity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous MLP & Strategic Equity Fund, Inc. is a closed in diversified, closed-end management investment company. Its investment objective is to provide a high level of after-tax total return by investing in a portfolio of publicly traded master limited partnerships operating in the energy infrastructure sector of the market. The fund was founded on June 29, 2007 and is headquartered in Chicago, IL.
22
| Extinct | Investment Trusts/Mutual Funds | 22 |
Nuveen Ohio Dividend Advantage Municipal Fund 2
Nuveen Ohio Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Ohio Dividend Advantage Municipal Fund 2 is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on September 25, 2001 and is headquartered in Chicago, IL.
21
| Extinct | Investment Trusts/Mutual Funds | 21 |
Extinct | Investment Trusts/Mutual Funds | 21 | |
Nuveen Michigan Dividend Advantage Municipal Fund
Nuveen Michigan Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Michigan Dividend Advantage Municipal Fund operates as closed-end investment fund/investment trust. The fund seeks current income exempt from both federal and Michigan income tax, as well as the Michigan intangibles tax by investing its net assets in investment grade quality municipal bonds (Baa/BBB or better). It was founded on September 25, 2001 and is headquartered in Chicago, IL.
21
| Extinct | Investment Trusts/Mutual Funds | 21 |
Nuveen Municipal High Income Opportunity Fund 2
Nuveen Municipal High Income Opportunity Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Municipal High Income Opportunity Fund 2 operates as a closed-end investment fund/investment trust. The primary investment objective of the fund is to provide attractive income exempt from regular federal income tax. The secondary investment objective is to seek additional total return. Nuveen Municipal High Income Opportunity Fund 2 was founded on September 13, 2007 and is headquartered in Chicago, IL.
21
| Extinct | Investment Trusts/Mutual Funds | 21 |
Nuveen Connecticut Dividend Advantage Municipal Fund 2
Nuveen Connecticut Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Connecticut Dividend Advantage Municipal Fund 2 is a Closed-End Investment Fund/Investment Trust. The fund's investment objectives are to provide current income exempt from regular federal and Connecticut income tax and to enhance portfolio value. The company was founded on April 19, 2001 and is headquartered in Chicago, IL.
20
| Extinct | Investment Trusts/Mutual Funds | 20 |
Nuveen Pennsylvania Premium Income Municipal Fund 2
Nuveen Pennsylvania Premium Income Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Pennsylvania Premium Income Municipal Fund 2 operates as closed-end investment fund/investment trust. The fund seeks current income exempt from regular federal income taxes and Pennsylvania personal income taxes by investing its assets in tax-exempt Pennsylvania municipal obligations rated within the four highest categories (Baa/BBB or better). It was founded on March 18, 1993 and is headquartered in Chicago, IL.
20
| Extinct | Investment Trusts/Mutual Funds | 20 |
Nuveen Georgia Premium Income Municipal Fund
Nuveen Georgia Premium Income Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Georgia Premium Income Municipal Fund is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on May 20, 1993 and is headquartered in Chicago, IL.
20
| Extinct | Investment Trusts/Mutual Funds | 20 |
Extinct | Investment Trusts/Mutual Funds | 19 | |
Extinct | Investment Trusts/Mutual Funds | 18 | |
Nuveen Insured California Premium Income Municipal Fund, Inc.
Nuveen Insured California Premium Income Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen Insured California Premium Income Municipal Fund, Inc. is a closed end investment fund/investment trust. The fund's primary investment objectives are current income exempt from both regular federal income tax and California personal income taxes and enhancement of portfolio value. The fund invests substantially all of its assets in a diversified portfolio of tax-exempt California Municipal Obligations, which are either insured as to the timely payment of principal and interest or backed by an escrow or trust account containing sufficient U.S. Government and U.S. Government agency securities to ensure the timely payment of principal and interest. The company was founded on November 19, 1992 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Insured California Dividend Advantage Municipal Fund
Nuveen Insured California Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Insured California Dividend Advantage Municipal Fund operates as a closed-end investment fund/investment trust. The fund seeks current income exempt from both regular federal income tax and California personal income taxes by investing its assets majorly in tax-exempt municipal bonds that are covered by insurance guaranteeing the timely payment of principal and interest. It was founded on March 25, 2002 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Arizona Dividend Advantage Municipal Fund 3
Nuveen Arizona Dividend Advantage Municipal Fund 3 Investment Trusts/Mutual FundsMiscellaneous Nuveen Arizona Dividend Advantage Municipal Fund 3 is a diversified, closed-end investment management company. The company was founded on September 25, 2002 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Extinct | Investment Trusts/Mutual Funds | 17 | |
Nuveen Maryland Dividend Advantage Municipal Fund
Nuveen Maryland Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Maryland Dividend Advantage Municipal Fund is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on January 23, 2001 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Georgia Dividend Advantage Municipal Fund
Nuveen Georgia Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Georgia Dividend Advantage Municipal Fund is a closed-end investment fund/investment trust. The fund's primary investment objective is current income exempt from both regular federal income taxes and Georgia personal income taxes, and its secondary investment objective is the enhancement of portfolio value. The company was founded on October 19, 1999 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen North Carolina Dividend Advantage Municipal Fund 2
Nuveen North Carolina Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen North Carolina Dividend Advantage Municipal Fund 2 operates as closed-End Investment Fund/Investment Trust. The fund was founded on November 15, 2001 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Ohio Dividend Advantage Municipal Fund
Nuveen Ohio Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Ohio Dividend Advantage Municipal Fund is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on March 27, 2001 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Extinct | Investment Trusts/Mutual Funds | 17 | |
Nuveen North Carolina Dividend Advantage Municipal Fund 3
Nuveen North Carolina Dividend Advantage Municipal Fund 3 Investment Trusts/Mutual FundsMiscellaneous Nuveen North Carolina Dividend Advantage Municipal Fund 3 is a closed-end investment fund/investment trust. The fund's investment objectives are to provide current income exempt from both regular federal income taxes and personal income tax and the enhancement of portfolio value. It invests its assets primarily in municipal bonds and cash management securities. The company was founded on October 26, 2001 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Maryland Dividend Advantage Municipal Fund 3
Nuveen Maryland Dividend Advantage Municipal Fund 3 Investment Trusts/Mutual FundsMiscellaneous Nuveen Maryland Dividend Advantage Municipal Fund 3 is a diversified, closed-end investment management company. The company is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Pennsylvania Dividend Advantage Municipal Fund 2
Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 operates as a closed-end investment fund/investment trust. The fund seeks current income exempt from regular federal income taxes and Pennsylvania personal income taxes by investing its assets in tax-exempt Pennsylvania municipal obligations rated within the four highest categories (Baa/BBB or better). It was founded on March 25, 2002 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen North Carolina Dividend Advantage Municipal Fund
Nuveen North Carolina Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen North Carolina Dividend Advantage Municipal Fund is a Closed-End Investment Fund/Investment Trust. The fund's investment objectives are to provide current income exempt from regular federal and North Carolina income tax and to enhance portfolio value. The company was founded on June 1, 1999 and is headquartered in Chicago, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Nuveen Ohio Dividend Advantage Municipal Fund 3
Nuveen Ohio Dividend Advantage Municipal Fund 3 Investment Trusts/Mutual FundsMiscellaneous Nuveen Ohio Dividend Advantage Municipal Fund 3 is a diversified, closed-end management investment company. The company was founded on March 25, 2002 and is headquartered in Chicago, IL
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Pennsylvania Dividend Advantage Municipal Fund
Nuveen Pennsylvania Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Pennsylvania Dividend Advantage Municipal Fund operates as a closed-end investment fund/investment trust. It seeks current income exempt from regular federal income taxes and Pennsylvania personal income taxes by investing all of its assets in tax-exempt Pennsylvania municipal obligations. Its investment management services are provided through Nuveen Investments, Inc. The fund was founded on March 27, 2001 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Virginia Dividend Advantage Municipal Fund
Nuveen Virginia Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Virginia Dividend Advantage Municipal Fund operates as a closed-end investment fund/investment trust. It seeks current income exempt from both federal income taxes and Virginia income taxes by investing its assets in investment grade quality municipal bonds (Baa/BBB or better). Its investment management services are provided through Nuveen Investments, Inc. The fund was founded on January 26, 2001 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen California Municipal Market Opportunity Fund, Inc.
Nuveen California Municipal Market Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen California Municipal Market Opportunity Fund, Inc. Fund is a non-diversified, closed-end management investment company. The fund invests substantially all of its assets in tax-exempt California municipal obligations rated within the four highest grades (Baa/BBB or better). The fund invests up to 20% of its net assets in unrated municipal bonds that are considered to be of comparable quality. It seeks to provide attractive monthly tax-free income portfolio diversification attractive after tax total returns. It seeks income exempt from regular federal and California income taxes. The secondary objective is the enhancement of portfolio value. The company was founded on May 17, 1990 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Maryland Dividend Advantage Municipal Fund 2
Nuveen Maryland Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Maryland Dividend Advantage Municipal Fund 2 is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on September 25, 2001 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Arizona Dividend Advantage Municipal Fund 2
Nuveen Arizona Dividend Advantage Municipal Fund 2 Investment Trusts/Mutual FundsMiscellaneous Nuveen Arizona Dividend Advantage Municipal Fund 2 is a diversified, closed-end management investment company. The company was founded on March 25, 2002 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Michigan Premium Income Municipal Fund, Inc.
Nuveen Michigan Premium Income Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen Michigan Premium Income Municipal Fund, Inc. is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on December 17, 1992 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen California Premium Income Municipal Fund, Inc.
Nuveen California Premium Income Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen California Premium Income Municipal Fund, Inc. is a diversified, closed-end management investment company. Its objectives are to provide current income exempt from regular federal income tax and the alternative minimum tax applicable to individuals and to enhance portfolio value relative to the municipal bond market. The Fund invests at least 80% of its managed assets in municipal securities and other related investments, the income from which is exempt from regular federal and California income taxes and up to 20% of its managed assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by Nuveen Asset Management. The company was founded on November 19, 1992 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen Insured Calif Premium Income Municipal Fund 2, Inc.
Nuveen Insured Calif Premium Income Municipal Fund 2, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen Insured Calif Premium Income Municipal Fund 2, Inc. is a closed-end investment fund/investment trust. The fund's primary investment objective is current income exempt for both regular federal income tax and California personal income taxes. The company was founded on March 18, 1993 and is headquartered in Chicago, IL.
16
| Extinct | Investment Trusts/Mutual Funds | 16 |
Nuveen New York Select Quality Municipal Fund, Inc.
Nuveen New York Select Quality Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen New York Select Quality Municipal Fund, Inc. operates as a closed-end management investment company. The fund seeks to provide current income exempt from both regular federal and New York state income taxes by investing primarily in a portfolio of municipal obligations issued by state and local government authorities within the state of New York. The company was founded on May 22, 1991 and is headquartered in Chicago, IL.
15
| Extinct | Investment Trusts/Mutual Funds | 15 |
Nuveen Premier Municipal Opportunity Fund, Inc.
Nuveen Premier Municipal Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen Premier Municipal Opportunity Fund, Inc. operates as a closed-end investment fund/investment trust. The fund seeks current income exempt from regular federal income tax. The secondary investment objective is the enhancement of portfolio value. The fund invests primarily in tax-exempt municipal obligations which are either covered by insurance guaranteeing the timely payment of principal and interest or backed by an escrow or trust account containing sufficient U.S. Government or U.S. Government agency securities to ensure timely payment of principal and interest. Nuveen Premier was founded on December 19, 1991 and is headquartered in Chicago, IL.
15
| Extinct | Investment Trusts/Mutual Funds | 15 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
Extinct | Investment Trusts/Mutual Funds | 12 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Nuveen Massachusetts AMT-Free Municipal Income Fund
Nuveen Massachusetts AMT-Free Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Massachusetts AMT-Free Municipal Income Fund is a Closed-End Investment Fund/Investment Trust. The fund's investment objectives are to provide current income exempt from regular federal income tax, the alternative minimum tax applicable to individuals and Massachusetts income tax and to enhance portfolio value. It invests at least 80% of its net assets in municipal securities that pay interest that is exempt from regular federal income tax, from the federal alternative minimum tax and from Massachusetts income tax. The company was founded on September 30, 2002 and is headquartered in Chicago, IL.
10
| Extinct | Investment Trusts/Mutual Funds | 10 |
Nuveen New York Premium Income Municipal Fund, Inc.
Nuveen New York Premium Income Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen New York Premium Income Municipal Fund, Inc. is a closed-end investment fund/investment trust. The fund seeks to provide current income exempt from regular federal, and New York State and New York City income tax and to enhance portfolio value. The company was founded on December 17, 1992 and is headquartered in Chicago, IL.
10
| Extinct | Investment Trusts/Mutual Funds | 10 |
Nuveen New York Dividend Advantage Municipal Income Fund
Nuveen New York Dividend Advantage Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen New York Dividend Advantage Municipal Income Fund is a closed-end investment fund/investment trust. The fund seeks to provide current income exempt from regular federal and New York state and New York City income tax and to enhance portfolio value. It invests primarily (at least 80% of its net assets) in a diversified portfolio of tax-exempt municipal securities rated within the four highest categories (Baa/BBB or better by S&P, Moody's, or Fitch), or unrated but considered to be of comparable quality, that pay interest that is exempt from regular federal income tax and New York State and New York City income tax. The fund may invest up to 20% of its net assets in municipal securities rated below investment quality or judged to be of comparable quality, of which up to 10% of its net assets may be rated below B-/B3 or of comparable quality. The company was founded on July 12, 1999 and is headquartered in Chicago, IL.
10
| Extinct | Investment Trusts/Mutual Funds | 10 |
Nuveen New York Quality Income Municipal Fund, Inc.
Nuveen New York Quality Income Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen New York Quality Income Municipal Fund, Inc. operates as a closed-end management investment company. The fund seeks to provide current income exempt from regular federal, and New York State and New York City income tax and to enhance portfolio value. The company was founded on November 20, 1991 and is headquartered in Chicago, IL.
10
| Extinct | Investment Trusts/Mutual Funds | 10 |
Nuveen Connecticut Dividend Advantage Municipal Fund
Nuveen Connecticut Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Connecticut Dividend Advantage Municipal Fund is a closed-end investment fund/investment trust. The fund's investment objectives are to provide current income exempt from both regular federal income taxes and Connecticut personal income taxes; and the enhancement of portfolio value. The company invests its net assets in municipal bonds that at the time of investment are investment grade quality. It was founded on June 1, 1999 and is headquartered in Chicago, IL.
9
| Extinct | Investment Trusts/Mutual Funds | 9 |
Nuveen Arizona Dividend Advantage Municipal Fund
Nuveen Arizona Dividend Advantage Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Arizona Dividend Advantage Municipal Fund is a non-diversified, closed-end management investment company. The fund's investment objective is seeks to provide current income exempt from regular federal and Arizona income tax and enhance portfolio value. It was founded on June 1, 1999 and is headquartered in Chicago, IL.
9
| Extinct | Investment Trusts/Mutual Funds | 9 |
Nuveen Premium Income Municipal Opportunity Fund
Nuveen Premium Income Municipal Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Premium Income Municipal Opportunity Fund is a closed-end investment fund/investment trust. The fund seeks current income exempt from regular federal income tax by investing all of its assets in tax-exempt municipal obligations which are either covered by insurance guaranteeing the timely payment of principal and interest or backed by an escrow or trust account containing sufficient U.S. Government or U.S. Government agency securities to ensure timely payment of principal and interest. The fund seeks current income exempt from regular federal income tax. The secondary investment objective is the enhancement of portfolio value. It was founded on July 22, 1993 and is headquartered in Chicago, IL.
9
| Extinct | Investment Trusts/Mutual Funds | 9 |
Mutual Fd-Closed End | Alternative Power Generation | 9 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
Nuveen New York Investment Quality Municipal Fund, Inc.
Nuveen New York Investment Quality Municipal Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Nuveen New York Investment Quality Municipal Fund, Inc. is a closed-end investment fund/investment trust. The funds investment objective is to provide current income exempt from regular federal and New York State and New York City income tax and enhance portfolio value. The Nuveen New York Investment Quality Municipal Fund was founded on November 20, 1990 and is headquartered in Chicago, IL.
9
| Extinct | Investment Trusts/Mutual Funds | 9 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
Extinct | Investment Trusts/Mutual Funds | 8 | |
Nuveen Tax Advantaged Floating Rate Fund
Nuveen Tax Advantaged Floating Rate Fund Investment Trusts/Mutual FundsMiscellaneous Nuveen Tax Advantaged Floating Rate Fund is a closed-end investment fund/investment trust. The company's primary investment objective is to provide an attractive level of after-tax current income by investing its assets in adjustable rate preferred stock and other adjustable rate securities that the fund believes at the time of investment are eligible to pay dividends that qualify for favorable federal income tax treatment. The fund was founded on December 29, 2004 and is headquartered in Chicago, IL.
8
| Extinct | Investment Trusts/Mutual Funds | 8 |
Public Company | Investment Banks/Brokers | 6 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 5 | |
The Options Clearing Corp.
The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL.
5
| Private Company | Regional Banks | 5 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 4 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 4 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 4 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 3 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 3 | |
Skidmore College
3
| College/University | Other Consumer Services | 3 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 3 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 3 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Cboe C2 Exchange, Inc.
2
| Subsidiary | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Cboe Exchange, Inc. (Illinois)
Cboe Exchange, Inc. (Illinois) Investment Banks/BrokersFinance Cboe Exchange, Inc. provides options exchange services. It trades equity options, security index options, options on exchange traded notes and products, binary options, one-week and quarterly options, long-term equity anticipation securities options, and flexible exchange options. The firm also provides information on various stock and options trading strategies, options trading tools, stock and option quotes and data; and options information and education. Additionally, they offer access to product information, conference notices, portfolio management tools, and educational materials for institutional investors and products and strategies for advisors to protect client’s portfolios. The company was founded in 1973 and is headquartered in Chicago, IL.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 1 | |
The New York Racing Association, Inc.
The New York Racing Association, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Racing Association, Inc. is a not-for-profit corporation that operates thoroughbred horse-racing tracks. Its racing tracks include Aqueduct, Belmont Park, and Saratoga. The company was founded in 1955 and is headquartered in Jamaica, NY.
1
| Non-Profit Organization | Miscellaneous Commercial Services | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Carole Stone via their personal network
Company | Sector | Related people | Main position |
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NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Secretary Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Public Communications Contact Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN TAXABLE MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary Public Communications Contact Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Public Communications Contact Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN AMT-FREE MUNICIPAL VALUE FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer President Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer President Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Public Communications Contact Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN NEW YORK MUNICIPAL VALUE FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Public Communications Contact Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN FLOATING RATE INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Compliance Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Secretary Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN MORTGAGE AND INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Compliance Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN MUNICIPAL VALUE FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Compliance Officer Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN CALIFORNIA SELECT TAX-FREE INCOME PORTFOLIO | Investment Trusts/Mutual Funds | Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Director/Board Member Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | Investment Trusts/Mutual Funds | Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Officer/Principal Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN NEW YORK SELECT TAX-FREE INCOME PORTFOLIO | Investment Trusts/Mutual Funds | Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Chief Administrative Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Secretary Director/Board Member Treasurer Comptroller/Controller/Auditor Director/Board Member Director/Board Member | |
NUVEEN SELECT MATURITIES MUNICIPAL FUND | Investment Trusts/Mutual Funds | Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal Chief Administrative Officer Compliance Officer Director/Board Member Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Compliance Officer Corporate Officer/Principal Chief Administrative Officer Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Treasurer Corporate Secretary Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Director/Board Member |
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