Christopher Moore
Compliance Officer at SRH TOTAL RETURN FUND, INC.
Network origin in Christopher Moore first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.
151
| Subsidiary | Miscellaneous Commercial Services | 151 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
Rivernorth Funds
12
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 12 |
Apollo Diversified Credit Fund
 Apollo Diversified Credit Fund Investment Trusts/Mutual FundsMiscellaneous Apollo Diversified Credit Fund is a closed-end interval fund. Its objective is to generate a return comprised of current income and capital appreciation focusing on current income with low volatility and low correlation to the broader market. The company was founded on April 5, 2016 and is headquartered in El Segundo, CA.
10
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
8
| Subsidiary | Investment Managers | 8 |
| Unknown | 7 | ||
Apollo Diversified Real Estate Fund
 Apollo Diversified Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Apollo Diversified Real Estate Fund is a non-diversified closed-end management investment company. The firm's investment objective is to generate a return comprised of both current income and capital appreciation with moderate volatility and low correlation to the broader markets. The company was founded on November 5, 2013 and is headquartered in New York, NY.
6
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 6 |
ALPS Series Trust
5
| Umbrella Fund | Investment Trusts/Mutual Funds | 5 |
| Public Company | Miscellaneous Commercial Services | 4 | |
Thompson Hine LLP
 Thompson Hine LLP Miscellaneous Commercial ServicesCommercial Services Thompson Hine LLP provides legal services. It offers services to financial institutions, governments, individuals, multinational corporations and non-profit organizations. The firm also handles issues related to antitrust, corporate transactions, e-business, employee benefits and executive compensation, succession planning, taxation, and labor and employment law. It focuses on energy, healthcare, international trade, telecommunication, and transportation law. The company was founded in 1911 and is headquartered in Cleveland, OH.
2
| Private Company | Miscellaneous Commercial Services | 2 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Christopher Moore via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Corporate Officer/Principal Compliance Officer Treasurer Corporate Secretary | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member Director/Board Member Treasurer President Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Secretary | |
| ALPS Variable Investment Trust | Director/Board Member Director/Board Member Compliance Officer Treasurer Corporate Officer/Principal President | ||
PricewaterhouseCoopers LLP
 PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Miscellaneous Commercial Services | Comptroller/Controller/Auditor Corporate Officer/Principal | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Compliance Officer Treasurer Director/Board Member Corporate Secretary Corporate Secretary Director/Board Member Director/Board Member Treasurer Corporate Secretary | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | President Director/Board Member Treasurer Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Officer/Principal President Director/Board Member | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chief Executive Officer Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
| RIVH MANAPAR | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal Director/Board Member | |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Chairman Director/Board Member Director of Finance/CFO Corporate Officer/Principal | |
Apollo Debt Solutions BDC
 Apollo Debt Solutions BDC Investment Trusts/Mutual FundsMiscellaneous Apollo Debt Solutions BDC is a closed-end management investment company, which engages in the business of providing individual investors access to investments targeted by the institutions. The firm also focuses on senior secured large corporate direct origination, and, to a lesser extent, broadly syndicated loans and middle market direct lending. The company was founded on December 4, 2020 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer General Counsel | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Chief Executive Officer Director/Board Member Chief Operating Officer Corporate Officer/Principal Corporate Officer/Principal Sales & Marketing | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Treasurer Compliance Officer Director/Board Member Treasurer | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary | |
| APOLLO SENIOR FLOATING RATE FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Director/Board Member General Counsel Director of Finance/CFO | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Treasurer President Corporate Secretary | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | President Corporate Officer/Principal President Sales & Marketing | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Director/Board Member Graduate Degree | |
| APOLLO TACTICAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer General Counsel Director of Finance/CFO | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | Director/Board Member President Corporate Officer/Principal Corporate Officer/Principal | |
| APOLLO GLOBAL MANAGEMENT, INC. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor | |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Investment Managers | Compliance Officer Chief Executive Officer President Analyst-Equity | |
| University of Illinois | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| The Leonard N Stern School of Business | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Miscellaneous Commercial Services | Director/Board Member President Corporate Officer/Principal | |
Griffin Capital Credit Advisor LLC
 Griffin Capital Credit Advisor LLC Investment ManagersFinance Griffin Capital Credit Advisor LLC provides investment advisory services. The private company is based in El Segundo, CA. The CEO of the company is Kevin Alan Shields. | Investment Managers | Chief Executive Officer Chief Investment Officer Compliance Officer | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Corporate Officer/Principal | |
| Emory University | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree | |
Griffin Capital Co. LLC
 Griffin Capital Co. LLC Investment ManagersFinance Griffin Capital Corp. engages in investment activities. The company offers real estate, commercial and investing services. The company was founded by Kevin Alan Shields in 1995 and is headquartered in El Segundo, CA. | Investment Managers | Chief Executive Officer Corporate Officer/Principal Compliance Officer | |
Apollo Real Estate Fund Adviser LLC
 Apollo Real Estate Fund Adviser LLC Investment ManagersFinance Apollo Real Estate Fund Adviser LLC (AREFA) is an investment management firm headquartered in New York City. Formerly known as Griffin Capital Advisor LLC, the firm was founded by Kevin Shields in 1995 and is a subsidiary of Apollo Real Estate Fund Adviser Holdings LLC. AREFA acts as the sponsor and portfolio manager of Apollo Diversified Real Estate Fund, a closed-end interval fund. | Investment Managers | Chief Executive Officer Chief Executive Officer Compliance Officer | |
| New York University | College/University | Masters Business Admin Graduate Degree Undergraduate Degree | |
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member | |
| Michigan State University | College/University | Undergraduate Degree Graduate Degree | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Comptroller/Controller/Auditor Corporate Officer/Principal | |
| Bucknell University | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Toronto | College/University | Undergraduate Degree Graduate Degree |
Statistics
International
| United States | 42 |
| United Kingdom | 2 |
| Canada | 2 |
Sectoral
| Miscellaneous | 21 |
| Finance | 11 |
| Consumer Services | 9 |
| Commercial Services | 5 |
Operational
| Director/Board Member | 375 |
| Corporate Officer/Principal | 254 |
| Independent Dir/Board Member | 134 |
| President | 94 |
| Compliance Officer | 79 |
Most connected contacts
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Michael Holland | 33 |
| Kevin Shields | 30 |
| Jeremy May | 28 |
| Randy Anderson | 26 |
| John Carter | 25 |
| J. Hutchens | 25 |
| Rick Rickertsen | 25 |
| Ned Burke | 24 |
| David Swanson | 23 |
| Paul Ostling | 23 |
| Kimberly R. Storms | 21 |
| Sareena Khwaja-Dixon | 21 |
| Wayne Nordberg | 21 |
| Patrick Galley | 19 |
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