Hengtai Securities : POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING HELD ON 20 SEPTEMBER 2019, ADJUSTMENT TO THE DESCRIPTION OF BUSINESS SCOPE AS STATED IN THE BUSINESS LICENSE OF THE COMPANY AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION, CHANGES OF MEMBERS OF THE BOARD OF DIRECTORS AND BOARD COMMITTEES AND CHANGE OF MEMBERS OF SUPERVISORY COMMITTEE

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恒 投 證 券

HENGTOU SECURITIES

(A joint stock company incorporated in the People's Republic of China with limited liability under the Chinese corporate name " 恒 泰 證 券 股 份 有 限 公 司" and carrying on business in Hong Kong as " 恒 投 證 券" (in Chinese) and "HENGTOU SECURITIES" (in English))

(the "Company")

(Stock Code: 01476)

POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING

HELD ON 20 SEPTEMBER 2019,

ADJUSTMENT TO THE DESCRIPTION OF BUSINESS SCOPE AS STATED IN THE BUSINESS LICENSE OF THE COMPANY AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION, CHANGES OF MEMBERS OF THE BOARD OF DIRECTORS AND BOARD COMMITTEES AND

CHANGE OF MEMBERS OF SUPERVISORY COMMITTEE

References are made to the notices (the "Notices") of the 2019 second extraordinary general meeting (the "EGM") and the circulars (the "Circulars") of the Company dated 22 July 2019, 6 August 2019 and 4 September 2019. Unless the context otherwise requires, capitalized terms used herein shall have the same meanings as those defined in the Notices and the Circulars.

EGM POLL RESULTS

The EGM was held at the meeting room at 11/F, China Life Centre, No. 17 Finance Street, Xicheng District, Beijing, the PRC at 9:00 a.m. on Friday, 20 September 2019. The EGM was held in accordance with the requirements of the Company Law of the PRC and the Articles of Association.

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As at the date of the EGM, the total number of issued share capital of the Company was 2,604,567,412 shares (the "Shares") (of which, 2,153,721,412 Shares were Domestic Shares and 450,846,000 Shares were H Shares), all of which entitle the holders to attend and vote for or against on the resolutions proposed at the EGM (the "Resolutions"). Shareholders holding an aggregate of 2,153,721,412 voting Shares, representing approximately 82.69% of the total number of issued voting Shares, attended the EGM either in person or by proxy.

No Shareholder was required to abstain from voting on any of the Resolutions in accordance with the requirements of the Listing Rules. There were no Shares entitling the holders to attend the EGM but requiring them to abstain from voting in favor of any of the Resolutions as set out in Rule 13.40 of the Listing Rules. None of the Shareholders has stated his/her/its intention to vote against or to abstain from voting on any of the Resolutions as stated in the Notices and the Circulars. The Company was not aware of any parties indicating their intention to vote only against any of the Resolutions or abstain from voting at the EGM. All the Resolutions were put to vote by way of poll. Computershare Hong Kong Investor Services Limited, the Company's H Share Registrar, was appointed as scrutineer of the EGM. Two Shareholders' representatives and one Supervisors' representative were also appointed as vote counters and scrutineer of the EGM, respectively.

The poll results in respect of the Resolutions are as follows:

	SPECIAL RESOLUTIONS		Votes (%)
	For	Against	Abstain
1.	To consider and approve the proposed	2,153,721,412	0	0
	public issue of corporate bonds in the PRC	（100%）	（0%）	（0%）
2.	To consider and approve the proposed non-	2,153,721,412	0	0
	public issue of corporate bonds in the PRC	（100%）	（0%）	（0%）
3.	To consider and approve the adjustment	2,153,721,412	0	0
	to the description of business scope as	（100%）	（0%）	（0%）
	stated in the Business License of the
	Company and amendments to the Articles
	of Association

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	ORDINARY RESOLUTIONS		Votes (%)
	For	Against	Abstain
4.	To consider and approve the change of the	2,153,721,412	0	0
	domestic auditor of the Company for the	（100%）	（0%）	（0%）
	year 2019
5.	To consider and approve the election of Mr.	2,153,721,412	0	0
	Yu Lei ( 余磊) as a non-executive Director	（100%）	（0%）	（0%）
6.	To consider and approve the election of Mr.	2,153,721,412	0	0
	Wang Linjing (王琳晶) as a non-executive	（100%）	（0%）	（0%）
	Director
7.	To consider and approve the election of	2,153,721,412	0	0
	Mr. Xie Deren ( 謝德仁) as an independent	（100%）	（0%）	（0%）
	non-executive Director
8.	To consider and approve the election of	2,153,721,412	0	0
	Mr. Dai Genyou (戴根有) as an independent	（100%）	（0%）	（0%）
	non-executive Director
9.	To consider and approve the election	2,153,721,412	0	0
	of Mr. Chen Feng ( 陳風) as a shareholder	（100%）	（0%）	（0%）
	representative Supervisor

As more than two-thirds of the votes from the Shareholders (including their proxies) attending the EGM were cast in favor of the Resolutions 1 to 3, these Resolutions were duly passed as special resolutions. As more than half of the votes from the Shareholders (including their proxies) attending the EGM were cast in favor of the Resolutions 4 to 9, these Resolutions were duly passed as ordinary resolutions.

ADJUSTMENT TO THE DESCRIPTION OF BUSINESS SCOPE AS STATED IN THE BUSINESS LICENSE OF THE COMPANY AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION

As mentioned in the section headed "EGM POLL RESULTS" in this announcement, the adjustment to the description of business scope as stated in the Business License of the Company and amendments to the Articles of Association were approved at the EGM by way of a special resolution. The adjustment to the description of business scope as stated in the Business License of the Company and amendments to the Articles of Association will come into effect after approval has been granted by the relevant regulatory authorities of the PRC. Further announcement(s) will be made by the Company in accordance with the Listing Rules as and when appropriate.

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CHANGES OF MEMBERS OF THE BOARD OF DIRECTORS AND BOARD COMMITTEES

As approved by the Shareholders at the EGM, Mr. Yu Lei and Mr. Wang Linjing were appointed as non-executive Directors, whose terms of office commenced from the date of the EGM and shall end at the expiry of the term of the fourth session of the board of directors of the Company. In addition, as approved by the Shareholders at the EGM, Mr. Xie Deren and Mr. Dai Genyou were appointed as independent non-executive Directors. However, the qualifications of Mr. Xie Deren and Mr. Dai Genyou as Directors are still subject to approval by the relevant governmental authorities of the PRC, and their terms of office will commence from the date of approval by the relevant governmental authorities of the PRC and shall end at the expiry of the term of the fourth session of the board of directors of the Company. Please refer to the Circulars for the biographical details of the above-mentioned Directors.

Mr. Zhang Tao ( 張 濤) resigned as a non-executive Director, a member of the Risk Control and Supervisory Committee and the Audit Committee with effect from the date of the EGM. Mr. Sun Chao ( 孫 超) resigned as a non-executive Director, a member of the Strategy and Investment Committee with effect from the date of the EGM. Ms. Zhou Jianjun ( 周 建 軍) shall resign as an independent non-executive Director, the chairman of the Audit Committee and the Remuneration and Nomination Committee with effect from the commencement date of the term of office of Mr. Xie Deren or Mr. Dai Genyou (whichever is earlier). Mr. Lv Wendong ( 呂 文 棟) shall resign as an independent non-executive Director with effect from the commencement date of the term of office of Mr. Xie Deren or Mr. Dai Genyou (whichever is later). Further announcement(s) will be made by the Company in accordance with the Listing Rules as and when appropriate.

Upon the convening of the EGM, the Audit Committee will only comprise two independent non-executive Directors, which does not comply with the requirement of the Rule 3.21 of the Listing Rules that the audit committee must comprise a minimum of three non-executive directors. The Company will comply with the above requirement as soon as practicable after the nominated independent non-executive Directors obtain the relevant qualification and take office. The Company will make further announcement(s) in accordance with the Listing Rules when the relevant requirement is satisfied.

CHANGE OF MEMBERS OF SUPERVISORY COMMITTEE

As approved by the Shareholders at the EGM, Mr. Chen Feng was appointed as a shareholder representative Supervisor. However, the qualification of Mr. Chen Feng as a Supervisor is still subject to approval by the relevant governmental authorities of the PRC, and his term of office will commence from the date of approval by the relevant governmental authorities of the PRC and shall end at the expiry of the term of the fourth session of the supervisory committee of the Company. Please refer to the Circulars for the biographical details of the above-mentioned Supervisor.

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Ms. Pei Jingjing ( 裴 晶 晶) shall resign as a shareholder representative Supervisor with effect from the commencement date of Mr. Chen Feng's term of office. Further announcement(s) will be made by the Company in accordance with the Listing Rules as and when appropriate.

By order of the Board

Pang Jiemin

Chairman

Beijing, the PRC

20 September 2019

As at the date of this announcement, the Board comprises Mr. Pang Jiemin and Mr. Wu Yigang as executive Directors; Mr. Yu Lei, Mr. Wang Linjing, Ms. Dong Hong and Ms. Gao Liang as non-executive Directors; Ms. Zhou Jianjun, Dr. Lam Sek Kong and Mr. Lv Wendong as independent non-executive Directors.

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