Barclays : FORM 8.3 - ABBVIE PLC

August 19, 2019 at 10:32 am EDT

LONDON--(BUSINESS WIRE)--

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)	ORD
	Date of dealing	16 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,875,463	0.19%	3,095,823	0.21%

(2)	Derivatives (other than options):
		2,282,433	0.15%	25,396	0.00%

(3)	Options and agreements to
	purchase/sell:	2,152,400	0.15%	2,271,000	0.15%

(4)	TOTAL:
		7,310,296	0.49%	5,392,219	0.36%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long		Short
	Number	(%)	Number	(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	3	64.3700 USD
Purchase	89	63.5100 USD
Purchase	100	64.4000 USD
Purchase	100	63.8600 USD
Purchase	100	64.4250 USD
Purchase	100	64.4900 USD
Purchase	100	64.4400 USD
Purchase	147	64.3808 USD
Purchase	159	64.4222 USD
Purchase	172	64.4151 USD
Purchase	190	63.9257 USD
Purchase	200	64.4200 USD
Purchase	200	64.3600 USD
Purchase	200	64.3150 USD
Purchase	200	64.4500 USD
Purchase	210	64.0290 USD
Purchase	214	64.4380 USD
Purchase	293	63.5721 USD
Purchase	300	64.3533 USD
Purchase	300	64.4266 USD
Purchase	300	64.4633 USD
Purchase	303	64.1022 USD
Purchase	332	64.3400 USD
Purchase	344	64.4207 USD
Purchase	345	64.3884 USD
Purchase	400	64.2800 USD
Purchase	400	64.2900 USD
Purchase	405	64.4587 USD
Purchase	422	64.4556 USD
Purchase	430	64.2590 USD
Purchase	470	64.4600 USD
Purchase	500	63.7420 USD
Purchase	512	64.2500 USD
Purchase	560	64.3702 USD
Purchase	610	64.3100 USD
Purchase	668	64.3759 USD
Purchase	800	64.0843 USD
Purchase	900	64.4077 USD
Purchase	925	64.3901 USD
Purchase	1,008	64.6659 USD
Purchase	1,017	64.3909 USD
Purchase	1,100	63.8927 USD
Purchase	1,100	63.6900 USD
Purchase	1,102	64.3324 USD
Purchase	1,153	64.4100 USD
Purchase	1,200	64.4808 USD
Purchase	1,202	63.5630 USD
Purchase	1,300	64.3653 USD
Purchase	1,370	64.3764 USD
Purchase	1,428	64.4063 USD
Purchase	1,500	63.8613 USD
Purchase	1,600	64.3718 USD
Purchase	1,600	64.0709 USD
Purchase	2,400	64.4956 USD
Purchase	2,441	64.3690 USD
Purchase	2,698	63.8447 USD
Purchase	2,800	64.3346 USD
Purchase	2,820	63.6311 USD
Purchase	3,000	64.4372 USD
Purchase	3,304	63.6848 USD
Purchase	3,600	64.1911 USD
Purchase	3,674	64.4177 USD
Purchase	3,680	63.6540 USD
Purchase	3,801	64.3557 USD
Purchase	4,033	64.3800 USD
Purchase	4,448	64.3799 USD
Purchase	4,448	64.3361 USD
Purchase	4,881	64.6699 USD
Purchase	5,000	64.3300 USD
Purchase	5,877	63.7448 USD
Purchase	5,907	63.6621 USD
Purchase	6,400	64.1517 USD
Purchase	7,601	64.3057 USD
Purchase	10,019	63.7318 USD
Purchase	10,026	64.3569 USD
Purchase	15,294	64.4206 USD
Purchase	15,688	64.3659 USD
Purchase	17,362	64.3490 USD
Purchase	19,800	64.2439 USD
Purchase	22,517	64.4253 USD
Purchase	23,913	64.4300 USD
Purchase	24,800	64.2715 USD
Purchase	36,049	64.4287 USD
Purchase	43,108	64.3188 USD
Purchase	48,429	64.3643 USD
Purchase	50,813	64.3949 USD
Purchase	50,920	63.9723 USD
Purchase	118,038	64.3745 USD
Sale	4	64.6550 USD
Sale	10	64.0100 USD
Sale	16	64.7100 USD
Sale	27	64.3425 USD
Sale	28	64.3200 USD
Sale	61	63.8000 USD
Sale	100	63.9000 USD
Sale	100	64.2900 USD
Sale	100	64.3150 USD
Sale	100	64.6700 USD
Sale	100	64.7200 USD
Sale	145	64.4472 USD
Sale	165	64.2579 USD
Sale	179	64.2800 USD
Sale	184	64.3221 USD
Sale	200	64.2700 USD
Sale	200	64.0300 USD
Sale	200	63.9600 USD
Sale	200	64.5250 USD
Sale	200	64.4175 USD
Sale	200	64.3925 USD
Sale	200	64.3500 USD
Sale	205	63.3819 USD
Sale	232	64.3477 USD
Sale	300	64.6166 USD
Sale	300	64.3300 USD
Sale	300	63.9333 USD
Sale	300	64.3050 USD
Sale	300	63.9400 USD
Sale	360	64.3440 USD
Sale	400	64.6525 USD
Sale	400	64.2337 USD
Sale	400	64.2775 USD
Sale	400	64.4462 USD
Sale	400	64.5000 USD
Sale	414	64.7063 USD
Sale	439	64.3789 USD
Sale	500	64.3420 USD
Sale	500	64.2860 USD
Sale	500	64.2950 USD
Sale	504	64.6659 USD
Sale	600	64.2850 USD
Sale	700	64.4771 USD
Sale	782	64.2263 USD
Sale	800	64.2762 USD
Sale	800	64.4263 USD
Sale	900	64.3616 USD
Sale	1,000	64.2500 USD
Sale	1,100	64.5200 USD
Sale	1,200	64.2966 USD
Sale	1,200	63.9341 USD
Sale	1,212	64.3185 USD
Sale	1,300	64.4100 USD
Sale	1,300	64.3961 USD
Sale	1,600	63.9181 USD
Sale	1,623	63.9243 USD
Sale	1,800	64.5600 USD
Sale	1,923	64.3913 USD
Sale	2,045	64.3142 USD
Sale	2,492	64.3575 USD
Sale	2,500	64.4037 USD
Sale	2,574	64.4264 USD
Sale	2,635	63.9762 USD
Sale	2,841	64.3910 USD
Sale	2,898	63.9660 USD
Sale	3,445	64.2060 USD
Sale	3,505	64.2988 USD
Sale	3,800	63.9826 USD
Sale	3,900	64.7088 USD
Sale	4,021	64.4439 USD
Sale	4,448	64.3361 USD
Sale	4,448	64.3799 USD
Sale	5,012	63.9763 USD
Sale	5,792	63.9709 USD
Sale	5,900	64.3766 USD
Sale	6,600	64.1863 USD
Sale	7,037	64.4822 USD
Sale	7,585	63.9635 USD
Sale	9,133	64.4324 USD
Sale	12,492	64.5343 USD
Sale	13,800	64.2186 USD
Sale	15,900	64.2682 USD
Sale	20,700	64.2658 USD
Sale	22,717	64.4677 USD
Sale	25,460	63.9723 USD
Sale	39,101	64.4203 USD
Sale	40,000	63.7149 USD
Sale	50,813	64.3949 USD
Sale	58,662	64.4300 USD
Sale	68,412	63.5100 USD
Sale	226,357	64.3577 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	1,000	48 USD	American	18 Sep 2020	17.4500 USD
Call Option	Purchasing	300	55 USD	American	17 Jan 2020	10.4000 USD
Call Option	Purchasing	300	58 USD	American	19 Jun 2020	9.4000 USD
Call Option	Purchasing	200	60 USD	American	16 Aug 2019	4.4000 USD
Call Option	Purchasing	800	64 USD	American	16 Aug 2019	0.3450 USD
Call Option	Purchasing	86,500	65 USD	American	16 Aug 2019	0.0387 USD
Call Option	Purchasing	100	65 USD	American	16 Aug 2019	0.1200 USD
Call Option	Purchasing	600	65 USD	American	23 Aug 2019	0.8400 USD
Call Option	Purchasing	200	65 USD	American	30 Aug 2019	1.1700 USD
Call Option	Purchasing	1,000	65 USD	American	30 Aug 2019	1.2000 USD
Call Option	Purchasing	900	65 USD	American	20 Sep 2019	1.7155 USD
Call Option	Purchasing	1,800	66 USD	American	23 Aug 2019	0.2900 USD
Call Option	Purchasing	100	66 USD	American	23 Aug 2019	0.4400 USD
Call Option	Purchasing	2,200	66 USD	American	30 Aug 2019	0.6200 USD
Call Option	Purchasing	200	66 USD	American	27 Sep 2019	1.7200 USD
Call Option	Purchasing	1,400	67 USD	American	23 Aug 2019	0.2214 USD
Call Option	Purchasing	1,000	68 USD	American	27 Sep 2019	0.9200 USD
Call Option	Purchasing	2,100	70 USD	American	27 Sep 2019	0.4019 USD
Call Option	Purchasing	100	75 USD	American	17 Jan 2020	0.7800 USD
Call Option	Selling	400	65 USD	American	16 Aug 2019	0.0200 USD
Call Option	Selling	100	67 USD	American	16 Aug 2019	0.0100 USD
Call Option	Selling	1,000	68 USD	American	23 Aug 2019	0.1100 USD
Call Option	Selling	1,500	75 USD	American	20 Sep 2019	0.0700 USD
Call Option	Selling	100	78 USD	American	20 Sep 2019	0.0400 USD
Call Option	Selling	400	88 USD	American	20 Sep 2019	0.0200 USD
Call Option	Selling	100	93 USD	American	15 Nov 2019	0.0200 USD
Call Option	Selling	100	93 USD	American	17 Jan 2020	0.0500 USD
Put Option	Purchasing	500	58 USD	American	17 Jan 2020	2.2300 USD
Put Option	Purchasing	1,200	63 USD	American	16 Aug 2019	0.0200 USD
Put Option	Purchasing	100	63 USD	American	16 Aug 2019	0.0400 USD
Put Option	Purchasing	3,700	63 USD	American	23 Aug 2019	0.2635 USD
Put Option	Purchasing	100	63 USD	American	23 Aug 2019	0.4000 USD
Put Option	Purchasing	1,300	63 USD	American	30 Aug 2019	0.6953 USD
Put Option	Purchasing	300	64 USD	American	16 Aug 2019	0.0500 USD
Put Option	Purchasing	20,000	64 USD	American	16 Aug 2019	0.0700 USD
Put Option	Purchasing	79,200	64 USD	American	16 Aug 2019	0.1295 USD
Put Option	Purchasing	2,000	64 USD	American	23 Aug 2019	0.7270 USD
Put Option	Purchasing	2,100	65 USD	American	13 Sep 2019	1.7400 USD
Put Option	Purchasing	8,800	65 USD	American	20 Sep 2019	2.0900 USD
Put Option	Purchasing	800	66 USD	American	16 Aug 2019	2.9600 USD
Put Option	Purchasing	300	73 USD	American	20 Sep 2019	9.2800 USD
Put Option	Selling	1,500	50 USD	American	19 Jun 2020	2.1300 USD
Put Option	Selling	500	60 USD	American	17 Jan 2020	3.0500 USD
Put Option	Selling	100	63 USD	American	16 Aug 2019	0.0200 USD
Put Option	Selling	1,000	63 USD	American	23 Aug 2019	0.6500 USD
Put Option	Selling	1,900	64 USD	American	16 Aug 2019	0.1394 USD
Put Option	Selling	13,900	65 USD	American	16 Aug 2019	0.1716 USD
Put Option	Selling	3,800	65 USD	American	16 Aug 2019	0.7326 USD
Put Option	Selling	100	66 USD	American	16 Aug 2019	1.9700 USD
Put Option	Selling	100	68 USD	American	16 Aug 2019	3.1700 USD
Put Option	Selling	500	70 USD	American	16 Aug 2019	5.7740 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	19 Aug 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Purchased	-5,100	48.0000	American	Jun 19, 2020
Put Options	Purchased	-10,300	50.0000	American	Jan 17, 2020
Put Options	Purchased	-2,200	55.0000	American	Sep 20, 2019
Put Options	Purchased	-2,400	73.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,400	63.0000	American	Aug 23, 2019
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-4,300	65.0000	American	Jan 17, 2020
Put Options	Purchased	-1,800	67.0000	American	Aug 16, 2019
Put Options	Purchased	-100	66.0000	American	Aug 30, 2019
Put Options	Purchased	-100	69.0000	American	Aug 16, 2019
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-800	70.0000	American	Aug 16, 2019
Put Options	Purchased	-900	75.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,400	62.0000	American	Aug 16, 2019
Put Options	Written	8,900	60.0000	American	Jun 19, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	500	50.0000	American	Nov 15, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Put Options	Written	250,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,000	65.0000	American	Jan 15, 1919
Call Options	Purchased	221,200	73.0000	American	Aug 16, 2019
Call Options	Purchased	9,600	70.0000	American	Nov 15, 2019
Call Options	Purchased	1,300	58.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	65.0000	American	Aug 30, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	78.0000	American	Nov 15, 2019
Call Options	Purchased	400	71.0000	American	Aug 16, 2019
Call Options	Purchased	300	72.0000	American	Aug 16, 2019
Call Options	Purchased	100	73.0000	American	Sep 18, 2020
Call Options	Written	-8,800	83.0000	American	Sep 20, 2019
Call Options	Written	-2,800	63.0000	American	Jan 17, 2020
Call Options	Written	-3,600	80.0000	American	Aug 16, 2019
Call Options	Written	-4,400	93.0000	American	Jan 17, 2020
Call Options	Written	-20,600	90.0000	American	Jun 19, 2020
Call Options	Written	-130,000	68.0000	American	Sep 20, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Call Options	Written	-100	60.0000	American	Nov 15, 2019
Call Options	Written	-200	60.0000	American	Oct 18, 2019
Call Options	Written	-200	72.0000	American	Aug 30, 2019
Call Options	Written	-200	72.0000	American	Aug 23, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Call Options	Written	-600	68.0000	American	Nov 15, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,000	68.0000	American	Sep 6, 2019
Put Options	Purchased	-6,400	60.0000	American	Aug 16, 2019
Put Options	Purchased	-10,900	83.0000	American	Nov 15, 2019
Put Options	Purchased	-13,600	55.0000	American	Jan 17, 2020
Put Options	Purchased	-2,100	65.0000	American	Sep 13, 2019
Put Options	Purchased	-202,300	63.0000	American	Aug 16, 2019
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	65.0000	American	Aug 30, 2019
Put Options	Purchased	-29,000	63.0000	American	Nov 15, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	78.0000	American	Nov 15, 2019
Put Options	Purchased	-600	68.0000	American	Oct 18, 2019
Put Options	Purchased	-700	43.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	58.0000	American	Sep 27, 2019
Put Options	Purchased	-1,200	73.0000	American	Oct 18, 2019
Put Options	Written	25,000	57.5000	American	Jan 17, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	5,300	78.0000	American	Jan 17, 2020
Put Options	Written	3,600	43.0000	American	Sep 20, 2019
Put Options	Written	1,800	58.0000	American	Jan 15, 2021
Put Options	Written	1,500	68.0000	American	Jun 19, 2020
Put Options	Written	150,900	60.0000	American	Jan 15, 2021
Put Options	Written	900	83.0000	American	Jan 17, 2020
Put Options	Written	600	66.0000	American	Sep 6, 2019
Put Options	Written	500	58.0000	American	Aug 30, 2019
Put Options	Written	400	45.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 15, 1919
Call Options	Purchased	4,300	75.0000	American	Sep 20, 2019
Call Options	Purchased	3,900	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	48.0000	American	Sep 18, 2020
Call Options	Purchased	2,000	66.0000	American	Aug 23, 2019
Call Options	Purchased	1,200	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	700	68.0000	American	Sep 13, 2019
Call Options	Purchased	400	58.0000	American	Sep 18, 2020
Call Options	Purchased	400	70.0000	American	Sep 13, 2019
Call Options	Purchased	300	68.0000	American	Sep 6, 2019
Call Options	Purchased	130,000	73.0000	American	Sep 20, 2019
Call Options	Written	-7,200	93.0000	American	Aug 16, 2019
Call Options	Written	-7,300	98.0000	American	Jan 17, 2020
Call Options	Written	-8,600	66.0000	American	Aug 23, 2019
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Call Options	Written	-11,200	130.0000	American	Jan 17, 2020
Call Options	Written	-11,400	83.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-2,400	80.0000	American	Feb 21, 2020
Call Options	Written	-4,100	67.0000	American	Aug 23, 2019
Call Options	Written	-1,800	70.0000	American	Aug 30, 2019
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Call Options	Written	-800	93.0000	American	Jan 15, 2021
Call Options	Written	-1,000	83.0000	American	Feb 21, 2020
Call Options	Written	-1,100	66.0000	American	Aug 16, 2019
Put Options	Purchased	-5,000	43.0000	American	Jun 19, 2020
Put Options	Purchased	-6,700	60.0000	American	Jan 17, 2020
Put Options	Purchased	-17,700	50.0000	American	Aug 16, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-3,400	58.0000	American	Oct 18, 2019
Put Options	Purchased	-4,400	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-500	48.0000	American	Nov 15, 2019
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-700	65.0000	American	Aug 23, 2019
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Written	28,300	63.0000	American	Jun 19, 2020
Put Options	Written	13,400	43.0000	American	Feb 21, 2020
Put Options	Written	5,100	63.0000	American	Jan 17, 2020
Put Options	Written	2,500	63.0000	American	Feb 21, 2020
Put Options	Written	37,800	75.0000	American	Aug 16, 2019
Put Options	Written	500	68.0000	American	Aug 30, 2019
Put Options	Written	400	40.0000	American	Sep 20, 2019
Put Options	Written	300	78.0000	American	Sep 18, 2020
Put Options	Written	100	73.0000	American	Sep 18, 2020
Call Options	Purchased	6,000	73.0000	American	Jan 17, 2020
Call Options	Purchased	3,100	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	70.0000	American	Feb 21, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	1,600	66.0000	American	Sep 6, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	200	73.0000	American	Aug 23, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	100	67.0000	American	Aug 30, 2019
Call Options	Purchased	100	80.0000	American	Aug 23, 2019
Call Options	Purchased	100	70.0000	American	Aug 23, 2019
Call Options	Purchased	30,200	63.0000	American	Sep 20, 2019
Call Options	Written	-7,700	70.0000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-14,600	88.0000	American	Nov 15, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-4,300	64.0000	American	Aug 16, 2019
Call Options	Written	-1,500	85.0000	American	Jun 19, 2020
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Call Options	Written	-100	68.0000	American	Sep 18, 2020
Call Options	Written	-300	68.0000	American	Jan 15, 2021
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-500	83.0000	American	Jun 19, 2020
Call Options	Written	-500	70.0000	American	Sep 6, 2019
Call Options	Written	-800	73.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,000	78.0000	American	Jun 19, 2020
Call Options	Written	-1,000	67.0000	American	Aug 30, 2019
Put Options	Purchased	-17,800	68.0000	American	Aug 16, 2019
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-2,200	64.0000	American	Aug 23, 2019
Put Options	Purchased	-2,400	58.0000	American	Jan 17, 2020
Put Options	Purchased	-2,700	55.0000	American	Nov 15, 2019
Put Options	Purchased	-26,700	68.0000	American	Nov 15, 2019
Put Options	Purchased	-100	61.0000	American	Sep 13, 2019
Put Options	Purchased	-100	58.0000	American	Aug 30, 2019
Put Options	Purchased	-300	60.0000	American	Oct 18, 2019
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Put Options	Written	152,100	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	48.0000	American	Aug 16, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Put Options	Written	100	63.0000	American	Sep 6, 2019
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	8,200	73.0000	American	Nov 15, 2019
Call Options	Purchased	5,500	68.0000	American	Jan 17, 2020
Call Options	Purchased	3,500	68.0000	American	Sep 20, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,500	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	58.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	85.0000	American	Aug 16, 2019
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	600	69.0000	American	Aug 23, 2019
Call Options	Purchased	100	67.0000	American	Sep 13, 2019
Call Options	Purchased	100	65.0000	American	Aug 23, 2019
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-10,700	80.0000	American	Sep 20, 2019
Call Options	Written	-12,100	88.0000	American	Aug 16, 2019
Call Options	Written	-12,500	75.0000	American	Jan 17, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-14,200	88.0000	American	Jan 17, 2020
Call Options	Written	-16,800	85.0000	American	Nov 15, 2019
Call Options	Written	-17,400	75.0000	American	Aug 30, 2019
Call Options	Written	-2,100	98.0000	American	Jun 19, 2020
Call Options	Written	-3,300	95.0000	American	Sep 20, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-201,700	68.0000	American	Aug 16, 2019
Call Options	Written	-1,700	73.0000	American	Oct 18, 2019
Call Options	Written	-200	75.0000	American	Jun 19, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-500	64.0000	American	Sep 6, 2019
Call Options	Written	-1,100	75.0000	American	Aug 23, 2019
Call Options	Written	-1,200	73.0000	American	Aug 23, 2019
Call Options	Written	-1,300	66.0000	American	Sep 27, 2019
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,400	75.0000	American	Jan 17, 2020
Put Options	Purchased	-6,000	70.0000	American	Sep 20, 2019
Put Options	Purchased	-10,700	55.0000	American	Aug 16, 2019
Put Options	Purchased	-11,800	65.0000	American	Nov 15, 2019
Put Options	Purchased	-2,300	43.0000	American	Jan 17, 2020
Put Options	Purchased	-2,600	60.0000	American	Sep 18, 2020
Put Options	Purchased	-50,200	60.0000	American	Sep 20, 2019
Put Options	Purchased	-100	66.0000	American	Sep 6, 2019
Put Options	Purchased	-300	78.0000	American	Feb 21, 2020
Put Options	Purchased	-400	73.0000	American	Jan 17, 2020
Put Options	Purchased	-600	64.0000	American	Sep 6, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Put Options	Written	2,600	73.0000	American	Aug 16, 2019
Put Options	Written	2,100	58.0000	American	Sep 20, 2019
Put Options	Written	2,100	45.0000	American	Sep 20, 2019
Put Options	Written	1,000	48.0000	American	Sep 20, 2019
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Put Options	Written	900	66.0000	American	Aug 16, 2019
Put Options	Written	400	73.0000	American	Nov 15, 2019
Put Options	Written	300	70.0000	American	Feb 21, 2020
Put Options	Written	200	88.0000	American	Nov 15, 2019
Put Options	Written	32,600	58.0000	American	Jun 19, 2020
Call Options	Purchased	20,300	68.0000	American	Aug 16, 2019
Call Options	Purchased	17,500	80.0000	American	Nov 15, 2019
Call Options	Purchased	12,100	70.0000	American	Aug 16, 2019
Call Options	Purchased	8,700	70.0000	American	Jan 17, 2020
Call Options	Purchased	6,600	60.0000	American	Jan 17, 2020
Call Options	Purchased	6,000	63.0000	American	Aug 16, 2019
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	400	68.0000	American	Oct 18, 2019
Call Options	Purchased	300	71.0000	American	Aug 30, 2019
Call Options	Purchased	300	74.0000	American	Aug 23, 2019
Call Options	Purchased	300	98.0000	American	Aug 16, 2019
Call Options	Purchased	200	65.0000	American	Nov 15, 2019
Call Options	Purchased	200	69.0000	American	Sep 6, 2019
Call Options	Purchased	100	63.0000	American	Sep 18, 2020
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Call Options	Written	-10,800	83.0000	American	Aug 16, 2019
Call Options	Written	-2,100	78.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Call Options	Written	-3,700	93.0000	American	Sep 20, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-1,500	93.0000	American	Nov 15, 2019
Call Options	Written	-100	63.0000	American	Nov 15, 2019
Call Options	Written	-200	78.0000	American	Sep 18, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-300	71.0000	American	Aug 16, 2019
Call Options	Written	-500	63.0000	American	Oct 18, 2019
Call Options	Written	-600	95.0000	American	Aug 16, 2019
Call Options	Written	-700	68.0000	American	Jun 19, 2020
Call Options	Written	-900	78.0000	American	Aug 16, 2019
Call Options	Written	-1,100	70.0000	American	Aug 16, 2019
Call Options	Written	-1,100	69.0000	American	Aug 16, 2019
Call Options	Written	-1,300	93.0000	American	Jun 19, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Put Options	Purchased	-5,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-6,700	58.0000	American	Nov 15, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	68.0000	American	Jan 15, 2021
Put Options	Purchased	-22,900	65.0000	American	Sep 20, 2019
Put Options	Purchased	-1,700	63.0000	American	Sep 20, 2019
Put Options	Purchased	-100	48.0000	American	Jan 17, 2020
Put Options	Purchased	-100	66.0000	American	Aug 23, 2019
Put Options	Purchased	-200	62.0000	American	Aug 23, 2019
Put Options	Purchased	-200	71.0000	American	Aug 16, 2019
Put Options	Purchased	-600	43.0000	American	Sep 18, 2020
Put Options	Purchased	-800	68.0000	American	Aug 23, 2019
Put Options	Written	15,900	65.0000	American	Aug 16, 2019
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	1,900	63.0000	American	Aug 30, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	1,500	73.0000	American	Sep 20, 2019
Put Options	Written	1,000	68.0000	American	Feb 21, 2020
Put Options	Written	100	78.0000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	4,600	75.0000	American	Oct 18, 2019
Call Options	Purchased	3,600	75.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	78.0000	American	Oct 18, 2019
Call Options	Purchased	1,000	65.0000	American	Sep 13, 2019
Call Options	Purchased	600	75.0000	American	Feb 21, 2020
Call Options	Purchased	300	72.0000	American	Sep 6, 2019
Call Options	Purchased	200	70.0000	American	Sep 6, 2019
Call Options	Purchased	200	105.0000	American	Aug 16, 2019
Call Options	Purchased	100	69.0000	American	Aug 16, 2019
Call Options	Written	-7,700	80.0000	American	Jan 17, 2020
Call Options	Written	-14,100	95.0000	American	Jun 19, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	83.0000	American	Jan 15, 2021
Call Options	Written	-4,100	73.0000	American	Sep 20, 2019
Call Options	Written	-24,100	78.0000	American	Sep 20, 2019
Call Options	Written	-25,000	82.5000	American	Jan 17, 2020
Call Options	Written	-74,400	85.0000	American	Sep 20, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	65.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-100	66.0000	American	Sep 13, 2019
Call Options	Written	-100	115.0000	American	Aug 16, 2019
Call Options	Written	-200	63.0000	American	Sep 20, 2019
Call Options	Written	-200	70.0000	American	Aug 23, 2019
Call Options	Written	-800	74.0000	American	Sep 6, 2019
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Call Options	Written	-1,100	115.0000	American	Jan 15, 2021
Call Options	Written	-1,200	67.0000	American	Aug 16, 2019
Put Options	Purchased	-24,300	68.0000	American	Sep 20, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-200	61.0000	American	Aug 16, 2019
Put Options	Purchased	-400	60.0000	American	Aug 30, 2019
Put Options	Purchased	-500	48.0000	American	Sep 18, 2020
Put Options	Purchased	-700	70.0000	American	Oct 18, 2019
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,200	68.0000	American	Jan 17, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	3,000	67.0000	American	Aug 16, 2019
Put Options	Written	1,000	83.0000	American	Jan 15, 2021
Put Options	Written	900	63.0000	American	Aug 23, 2019
Put Options	Written	500	64.0000	American	Aug 16, 2019
Put Options	Written	180,000	60.0000	American	Sep 20, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Call Options	Purchased	700	70.0000	American	Oct 18, 2019
Call Options	Purchased	500	83.0000	American	Nov 15, 2019
Call Options	Purchased	400	48.0000	American	Jun 19, 2020
Call Options	Purchased	200	60.0000	American	Aug 16, 2019
Call Options	Written	-4,900	110.0000	American	Aug 16, 2019
Call Options	Written	-6,000	100.0000	American	Aug 16, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-11,200	85.0000	American	Jan 17, 2020
Call Options	Written	-13,500	90.0000	American	Nov 15, 2019
Call Options	Written	-15,100	71.0000	American	Aug 23, 2019
Call Options	Written	-1,900	98.0000	American	Jan 15, 2021
Call Options	Written	-2,200	63.0000	American	Feb 21, 2020
Call Options	Written	-68,400	100.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-200	74.0000	American	Aug 23, 2019
Call Options	Written	-300	93.0000	American	Sep 18, 2020
Call Options	Written	-500	88.0000	American	Jun 19, 2020
Call Options	Written	-500	65.0000	American	Jan 17, 2020
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-6,900	70.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,500	73.0000	American	Jan 15, 2021
Put Options	Purchased	-14,000	60.0000	American	Nov 15, 2019
Put Options	Purchased	-204,300	65.0000	American	Aug 16, 2019
Put Options	Purchased	-100,500	64.0000	American	Aug 16, 2019
Put Options	Purchased	-100	68.0000	American	Sep 18, 2020
Put Options	Purchased	-200	88.0000	American	Jan 17, 2020
Put Options	Purchased	-300	43.0000	American	Nov 15, 2019
Put Options	Purchased	-300	66.0000	American	Aug 16, 2019
Put Options	Purchased	-400	69.0000	American	Aug 23, 2019
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-800	93.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	48.0000	American	Jan 15, 2021
Put Options	Purchased	-1,300	63.0000	American	Aug 30, 2019
Put Options	Written	25,000	58.0000	American	Jan 15, 1919
Put Options	Written	16,100	65.0000	American	Oct 18, 2019
Put Options	Written	14,800	63.0000	American	Oct 18, 2019
Put Options	Written	13,800	75.0000	American	Sep 20, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	300	65.0000	American	Aug 30, 2019
Put Options	Written	100	58.0000	American	Aug 16, 2019
Call Options	Purchased	11,800	65.0000	American	Sep 20, 2019
Call Options	Purchased	3,100	73.0000	American	Feb 21, 2020
Call Options	Purchased	89,200	65.0000	American	Aug 16, 2019
Call Options	Purchased	2,200	66.0000	American	Aug 30, 2019
Call Options	Purchased	2,100	70.0000	American	Sep 27, 2019
Call Options	Purchased	2,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,500	67.0000	American	Aug 23, 2019
Call Options	Purchased	1,000	68.0000	American	Sep 27, 2019
Call Options	Purchased	1,000	62.0000	American	Aug 16, 2019
Call Options	Purchased	400	68.0000	American	Aug 30, 2019
Call Options	Written	-4,500	78.0000	American	Jan 17, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	88.0000	American	Sep 20, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-13,200	75.0000	American	Aug 16, 2019
Call Options	Written	-14,000	90.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-25,000	83.0000	American	Jan 15, 1919
Call Options	Written	-38,000	90.0000	American	Aug 16, 2019
Call Options	Written	-1,700	80.0000	American	Jun 19, 2020
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Call Options	Written	-500	88.0000	American	Jan 15, 2021
Call Options	Written	-1,100	68.0000	American	Aug 23, 2019
Call Options	Written	-1,400	65.0000	American	Aug 23, 2019

Notes

Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20190819005356/en/

BARCLAYS PLC

Source: BARCLAYS PLC

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Barclays plc published this content on 19 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 August 2019 14:31:04 UTC

Real-time Estimate Cboe Europe Other stock markets 04:17:40 2024-04-30 am EDT			5-day change	1st Jan Change
204.6 ^GBX	+0.44%		+6.38%	+32.98%

10:25am	Simply Good Foods to Acquire Only What You Need Protein Shake Brand for $280 Million	MT
09:15am	News Highlights : Top Company News of the Day - Tuesday at 3 AM ET	DJ

Simply Good Foods to Acquire Only What You Need Protein Shake Brand for $280 Million	04:25am	MT
News Highlights : Top Company News of the Day - Tuesday at 3 AM ET	03:15am	DJ
News Highlights : Top Company News of the Day - Tuesday at 1 AM ET	01:16am	DJ
EMEA Morning Briefing : Stocks Could Edge Back Ahead of Fed Decision	12:16am	DJ
News Highlights : Top Financial Services News of the Day - Tuesday at 12 AM ET	12:15am	DJ
Goldman Sachs in talks to transfer GM credit-card partnership to Barclays, WSJ reports	12:01am	RE
Goldman in talks to unload GM credit-card partnership to Barclays, WSJ reports	11:10pm	RE
Singapore Employment Rises for Tenth Straight Quarter, But Labor Demand Cools	10:45pm	DJ
DIARY-Top Economic Events to June 27	08:01pm	RE
Bouts of US Dollar Weakness Could Offer Dip Buying Opportunities, Barclays Says	Apr. 29	MT
European Equities Traded in the US as American Depositary Receipts Nudge Higher in Monday Trading	Apr. 29	MT
US Dollar Falls Widely as Yen Rallies After Suspected FX Intervention	Apr. 29	MT
RBC Raises Price Target on Barclays to GBP2.60 From GBP2.55, Keeps Outperform Rating	Apr. 29	MT
North American Morning Briefing : Investors Brace -2-	Apr. 29	DJ
Volvo Cars Hires Banks for Potential Green Bond Offering	Apr. 29	MT
Deutsche Bank likes Frasers; Barclays cuts JD	Apr. 29	AN
Deutsche Bank: significant provision in Postbank case	Apr. 29	CF
Hipgnosis Songs Fund backs new Blackstone bid	Apr. 29	AN
DIARY-Top Economic Events to June 27	Apr. 28	RE
Week Ahead for FX, Bonds : Focus on Fed Decision, -2-	Apr. 28	DJ
DIARY-Top Economic Events to June 27	Apr. 26	RE
Japanese Yen Weakness Not All That Bad for Japan, Deutsche Bank Says	Apr. 26	MT
Week Ahead for FX, Bonds : Focus on Fed Decision, -2-	Apr. 26	DJ
European bank stocks rise to nearly 9-year high after earnings boost	Apr. 26	RE
Berenberg Lifts Barclays PT, Maintains Buy Rating	Apr. 26	MT

	1st Jan change	Capi.
BARCLAYS PLC	+32.98%	38.31B
JPMORGAN CHASE & CO.	+13.63%	555B
BANK OF AMERICA CORPORATION	+11.52%	295B
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED	+10.73%	247B
WELLS FARGO & COMPANY	+21.50%	209B
BANK OF CHINA LIMITED	+18.46%	172B
CHINA CONSTRUCTION BANK CORPORATION	+9.68%	165B
HSBC HOLDINGS PLC	+8.21%	156B
ROYAL BANK OF CANADA	+0.01%	139B
HDFC BANK LIMITED	-10.47%	139B

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