Item 8.01 Other Events. OnFebruary 9, 2022 ,Richard D. Fairbank , Chairman and Chief Executive Officer ofCapital One Financial Corporation (the "Company"), adopted a pre-arranged stock trading plan (the "Plan") providing for the exercise of certain employee stock options and for the sale of shares of common stock of the Company issued upon exercise of the options. The Plan covers options to purchase 325,985 shares granted as compensation toMr. Fairbank inJanuary 2013 with a strike price of$56.32 (the "Plan Options"). The Plan Options will expire inJanuary 2023 . The transactions under the Plan are expected to occur no earlier thanJuly 2022 . The Plan expires inJanuary 2023 . The Plan was established under Rule 10b5-1 of the Securities Exchange Act of 1934 and the Company's policies regarding stock transactions. The transactions will be disclosed publicly in Form 144 and Form 4 filings with theSecurities and Exchange Commission .
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description
104 The cover page from this Current Report on Form
8-K, formatted in Inline XBRL
1
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