Item 1.01. Entry into a Material Definitive Agreement.
On
The Company estimates that the net proceeds from the Offering, after deducting
the underwriting discount and estimated offering expenses payable by the
Company, will be approximately
The Company made certain customary representations, warranties and covenants in the Underwriting Agreement concerning the Company and the Registration Statement (as defined below) related to the Offering. The Company also agreed to indemnify the Underwriters against certain liabilities, including liabilities under the Securities Act of 1933, as amended, and to customary contribution provisions in respect of those liabilities. The Underwriting Agreement is attached hereto as Exhibit 1.1 and is incorporated herein by reference. The foregoing description of the terms of the Underwriting Agreement is qualified in its entirety by reference to such exhibit.
The Offering was made pursuant to the Company's effective shelf registration
statement on Form S-3 (File No. 333-238023) (the "Registration Statement") on
file with the
The Underwriters and their respective affiliates have engaged in, and may in the future engage in, investment banking and other commercial dealings in the ordinary course of business with the Company or its affiliates for which they have received, or may in the future receive, customary fees and commissions for these transactions, plus customary reimbursement of out-of-pocket expenses.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description 1.1 Underwriting Agreement, dated as ofJune 7, 2022 , betweenWintrust Financial Corporation andRBC Capital Markets, LLC , as representative of the several underwriters named therein 5.1 Opinion ofSidley Austin LLP 23.1 Consent ofSidley Austin LLP (included in Exhibit 5.1 hereto) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2
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